George Duane V 4

4 · UNIFY CORP · Filed May 7, 2009

Insider Transaction Report

Form 4

Period: 2009-05-05

UNIFY CORPUNFY

George Duane V

VP of Product Devt. and CTO

Transactions

Award
Stock Option
2009-05-05$2.60/sh+7,500$19,500→ 7,500 total
Exercise: $2.60Exp: 2019-05-05→ Common Stock (7,500 underlying)
Award
Stock Option
2009-05-05$2.60/sh+37,500$97,500→ 37,500 total
Exercise: $2.60Exp: 2019-05-05→ Common Stock (37,500 underlying)

Holdings

Stock Option
Exercise: $1.10Exp: 2016-11-16→ Common Stock (15,000 underlying)
15,000
Stock Option
Exercise: $2.55Exp: 2017-05-01→ Common Stock (3,000 underlying)
3,000
Stock Option
Exercise: $5.20Exp: 2017-11-27→ Common Stock (10,000 underlying)
10,000
Stock Option
Exercise: $6.40Exp: 2018-05-02→ Common Stock (12,000 underlying)
12,000
Stock Option
Exercise: $29.38Exp: 2009-08-25→ Common Stock (1,200 underlying)
1,200
Stock Option
Exercise: $1.30Exp: 2011-11-16→ Common Stock (5,000 underlying)
5,000
Stock Option
Exercise: $2.75Exp: 2012-05-09→ Common Stock (2,000 underlying)
2,000
Stock Option
Exercise: $3.35Exp: 2013-11-03→ Common Stock (2,000 underlying)
2,000
Stock Option
Exercise: $4.70Exp: 2014-05-03→ Common Stock (3,000 underlying)
3,000
Stock Option
Exercise: $2.05Exp: 2014-12-10→ Common Stock (200 underlying)
200
Stock Option
Exercise: $2.05Exp: 2014-12-10→ Common Stock (1,200 underlying)
1,200
Stock Option
Exercise: $2.55Exp: 2017-05-01→ Common Stock (12,000 underlying)
12,000
Stock Option
Exercise: $6.40Exp: 2018-05-02→ Common Stock (15,000 underlying)
15,000

Footnotes (15)

[F1]Option granted 8/25/99(#3263), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
[F10]Non Plan Option granted 5/1/07(#3744) and vests as to one forty-eighth of the subject shares per month upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
[F11]Option (#3786) granted 11/27/07, pursuant to the 2001 Stock Option Plan and vests as to one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
[F12]Option granted 05/02/08, pursuant to the 2001 Stock Option Plan and vests as to one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
[F13]Option granted 5/2/08 pursuant to the 2001 Stock Option Plan and vests in full on 4/30/09 if several financial performance goals are achieved.
[F14]Option granted 05/05/09, pursuant to the 2001 Stock Option Plan and vests as to one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
[F15]Option granted 5/5/09 pursuant to the 2001 Stock Option Plan and vests over a two year period if several financial performance goals are achieved.
[F2]Option granted 11/16/01(#3458), pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
[F3]Option granted 5/9/2002 (#3537), pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
[F4]Option granted 11/3/03 (#3597), pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
[F5]Option granted 5/3/04 (#3609), pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
[F6]Option granted 12/10/04 (#3640), pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
[F7]Option granted 12/10/04 (#3679), pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
[F8]Option granted 11/16/06 (#3731), pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
[F9]Option granted 5/1/07 (#3738), pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.

Documents

1 file

4
george_form4ex.xmlPrimary