UNIFY CORP·4

May 7, 7:39 PM ET

BROOKS RICHARD M 4

4 · UNIFY CORP · Filed May 7, 2009

Insider Transaction Report

Form 4
Period: 2009-05-05
Transactions
  • Award

    Stock Option

    2009-05-05$2.60/sh+6,500$16,9006,500 total
    Exercise: $2.60Exp: 2019-05-05Common Stock (6,500 underlying)
Holdings
  • Stock Option

    Exercise: $1.80Exp: 2015-08-01Common Stock (5,000 underlying)
    5,000
  • Stock Option

    Exercise: $2.55Exp: 2017-05-01Common Stock (2,000 underlying)
    2,000
  • Stock Option

    Exercise: $6.40Exp: 2018-05-02Common Stock (5,000 underlying)
    5,000
Footnotes (4)
  • [F1]Non Plan Option granted 08/01/2005 (#3711) and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
  • [F2]Option granted 05/01/07 (#3749) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
  • [F3]Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
  • [F4]Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.

Documents

1 file
  • 4
    brooks_form4ex.xmlPrimary