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4//SEC Filing

WILLE TODD 4

Accession 0001206774-09-001004

CIK 0000880562other
View on SEC.govCompany Profile

Filed

May 6, 8:00 PM ET

Accepted

May 7, 7:44 PM ET

Size

19.4 KB

Accession

0001206774-09-001004

Insider Transaction Report

Form 4
Period: 2009-05-05
UNIFY CORPUNFY
WILLE TODD
DirectorPresident, CEO
Transactions
  • Award

    Stock Option

    2009-05-05$2.60/sh+12,500$32,500→ 12,500 total
    Exercise: $2.60Exp: 2019-05-05→ Common Stock (12,500 underlying)
  • Award

    Stock Option

    2009-05-05$2.60/sh+87,500$227,500→ 87,500 total
    Exercise: $2.60Exp: 2019-05-05→ Common Stock (87,500 underlying)
Holdings

  • Stock Option

    Exercise: $1.25Exp: 2011-09-26→ Common Stock (30,000 underlying)
    30,000

  • Stock Option

    Exercise: $2.75Exp: 2012-05-09→ Common Stock (30,000 underlying)
    30,000

  • Stock Option

    Exercise: $2.55Exp: 2017-05-01→ Common Stock (20,000 underlying)
    20,000

  • Stock Option

    Exercise: $6.40Exp: 2018-05-02→ Common Stock (75,000 underlying)
    75,000

  • Stock Option

    Exercise: $2.80Exp: 2011-11-16→ Common Stock (30,000 underlying)
    30,000

  • Stock Option

    Exercise: $2.55Exp: 2017-05-01→ Common Stock (30,000 underlying)
    30,000

  • Stock Option

    Exercise: $5.20Exp: 2017-11-27→ Common Stock (60,000 underlying)
    60,000

  • Stock Option

    Exercise: $6.40Exp: 2018-05-02→ Common Stock (40,000 underlying)
    40,000
Footnotes (10)
  • [F1]Option granted 9/26/01 (#3501), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F10]Option granted 5/5/09, pursuant to the 2001 Stock Option Plan and vests over two month period if several financial performance goals are achieved.
  • [F2]Option granted 11/16/01 (#3505), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F3]Option granted 5/9/02 (#3535), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F4]Non Plan Option granted 5/1/07 (#3737) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F5]Non Plan Option granted 5/1/07 (#3740) and vests in full on 4/30/08 if several financial performance goals are achieved.
  • [F6]Non Plan Option granted 11/27/07 (#3788) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F7]Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F8]Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests in full on 4/30/09 if several financial performance goals are achieved.
  • [F9]Option granted 5/5/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.

Documents

1 file

Issuer

UNIFY CORP

CIK 0000880562

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Entity typeother

Related Parties

1
  • filerCIK 0001243292

Filing Metadata

Form type
4
Filed
May 6, 8:00 PM ET
Accepted
May 7, 7:44 PM ET
Size
19.4 KB
View on SEC.gov