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4//SEC Filing

WILLE TODD 4

Accession 0001206774-10-001224

CIK 0000880562other
View on SEC.govCompany Profile

Filed

May 5, 8:00 PM ET

Accepted

May 6, 8:20 PM ET

Size

22.4 KB

Accession

0001206774-10-001224

Insider Transaction Report

Form 4
Period: 2010-05-04
UNIFY CORPUNFY
WILLE TODD
DirectorPresident, CEO
Transactions
  • Award

    Stock Option

    2010-05-04$3.56/sh+21,250$75,650→ 21,250 total
    Exercise: $3.56Exp: 2020-05-04→ Common Stock (21,250 underlying)
  • Award

    Stock Option

    2010-05-04$3.56/sh+63,750$226,950→ 63,750 total
    Exercise: $3.56Exp: 2020-05-04→ Common Stock (63,750 underlying)
Holdings

  • Stock Option

    Exercise: $2.55Exp: 2017-05-01→ Common Stock (20,000 underlying)
    20,000

  • Stock Option

    Exercise: $6.40Exp: 2018-05-02→ Common Stock (40,000 underlying)
    40,000

  • Stock Option

    Exercise: $5.20Exp: 2017-11-27→ Common Stock (60,000 underlying)
    60,000

  • Stock Option

    Exercise: $6.40Exp: 2018-05-02→ Common Stock (75,000 underlying)
    75,000

  • Stock Option

    Exercise: $1.25Exp: 2011-09-26→ Common Stock (30,000 underlying)
    30,000

  • Stock Option

    Exercise: $2.60Exp: 2019-05-05→ Common Stock (87,500 underlying)
    87,500

  • Stock Option

    Exercise: $2.60Exp: 2019-05-05→ Common Stock (12,500 underlying)
    12,500
Footnotes (12)
  • [F1]Option granted 9/26/01 (#3501), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F10]Option granted 5/5/09, pursuant to the 2001 Stock Option Plan and vests over two month period if several financial performance goals are achieved.
  • [F11]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F12]Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
  • [F2]Option granted 11/16/01 (#3505), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F3]Option granted 5/9/02 (#3535), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F4]Non Plan Option granted 5/1/07 (#3737) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F5]Non Plan Option granted 5/1/07 (#3740) and vests in full on 4/30/08 if several financial performance goals are achieved.
  • [F6]Non Plan Option granted 11/27/07 (#3788) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F7]Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F8]Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests in full on 4/30/09 if several financial performance goals are achieved.
  • [F9]Option granted 5/5/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.

Documents

1 file

Issuer

UNIFY CORP

CIK 0000880562

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Entity typeother

Related Parties

1
  • filerCIK 0001243292

Filing Metadata

Form type
4
Filed
May 5, 8:00 PM ET
Accepted
May 6, 8:20 PM ET
Size
22.4 KB
View on SEC.gov