WILLE TODD 4
4 · UNIFY CORP · Filed May 6, 2010
Insider Transaction Report
Form 4
UNIFY CORPUNFY
WILLE TODD
DirectorPresident, CEO
Transactions
- Award
Stock Option
2010-05-04$3.56/sh+21,250$75,650→ 21,250 totalExercise: $3.56Exp: 2020-05-04→ Common Stock (21,250 underlying) - Award
Stock Option
2010-05-04$3.56/sh+63,750$226,950→ 63,750 totalExercise: $3.56Exp: 2020-05-04→ Common Stock (63,750 underlying)
Holdings
- 20,000
Stock Option
Exercise: $2.55Exp: 2017-05-01→ Common Stock (20,000 underlying) - 40,000
Stock Option
Exercise: $6.40Exp: 2018-05-02→ Common Stock (40,000 underlying) - 60,000
Stock Option
Exercise: $5.20Exp: 2017-11-27→ Common Stock (60,000 underlying) - 75,000
Stock Option
Exercise: $6.40Exp: 2018-05-02→ Common Stock (75,000 underlying) - 30,000
Stock Option
Exercise: $1.25Exp: 2011-09-26→ Common Stock (30,000 underlying) - 87,500
Stock Option
Exercise: $2.60Exp: 2019-05-05→ Common Stock (87,500 underlying) - 12,500
Stock Option
Exercise: $2.60Exp: 2019-05-05→ Common Stock (12,500 underlying)
Footnotes (12)
- [F1]Option granted 9/26/01 (#3501), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F10]Option granted 5/5/09, pursuant to the 2001 Stock Option Plan and vests over two month period if several financial performance goals are achieved.
- [F11]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F12]Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
- [F2]Option granted 11/16/01 (#3505), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F3]Option granted 5/9/02 (#3535), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F4]Non Plan Option granted 5/1/07 (#3737) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F5]Non Plan Option granted 5/1/07 (#3740) and vests in full on 4/30/08 if several financial performance goals are achieved.
- [F6]Non Plan Option granted 11/27/07 (#3788) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F7]Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F8]Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests in full on 4/30/09 if several financial performance goals are achieved.
- [F9]Option granted 5/5/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.