Home/Filings/4/0001206774-10-001225
4//SEC Filing

Bygraves Mark 4

Accession 0001206774-10-001225

CIK 0000880562other

Filed

May 5, 8:00 PM ET

Accepted

May 6, 8:20 PM ET

Size

18.3 KB

Accession

0001206774-10-001225

Insider Transaction Report

Form 4
Period: 2010-05-04
Bygraves Mark
General Manager
Transactions
  • Award

    Stock Option

    2010-05-04$3.56/sh+5,000$17,8005,000 total
    Exercise: $3.56Exp: 2020-05-04Common Stock (5,000 underlying)
  • Award

    Stock Option

    2010-05-04$3.56/sh+15,000$53,40015,000 total
    Exercise: $3.56Exp: 2020-05-04Common Stock (15,000 underlying)
Holdings
  • Stock Option

    Exercise: $2.55Exp: 2017-05-01Common Stock (20,000 underlying)
    20,000
  • Stock Option

    Exercise: $6.40Exp: 2018-05-02Common Stock (25,000 underlying)
    25,000
  • Stock Option

    Exercise: $2.60Exp: 2019-05-05Common Stock (7,500 underlying)
    7,500
  • Stock Option

    Exercise: $1.20Exp: 2016-11-20Common Stock (15,000 underlying)
    15,000
  • Stock Option

    Exercise: $5.20Exp: 2017-11-27Common Stock (20,000 underlying)
    6,000
  • Stock Option

    Exercise: $2.60Exp: 2019-05-05Common Stock (52,500 underlying)
    52,500
Footnotes (9)
  • [F1]Option granted 11/20/07(#3732), pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F2]Non Plan Option granted 5/1/07 (#3742) and vests in full on 5/1/08 if several financial performance goals are achieved.
  • [F3]Non Plan Option granted 11/27/07 (#3787) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F4]Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F5]Option granted 5/2/08 pursuant to the 2001 Stock Option Plan and vests in full on 4/30/09 if several financial performance goals are achieved.
  • [F6]Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F7]Option granted 5/5/09 pursuant to the 2001 Stock Option Plan and vests over two year period if several financial performance goals are achieved.
  • [F8]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F9]Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.

Issuer

UNIFY CORP

CIK 0000880562

Entity typeother

Related Parties

1
  • filerCIK 0001399526

Filing Metadata

Form type
4
Filed
May 5, 8:00 PM ET
Accepted
May 6, 8:20 PM ET
Size
18.3 KB