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4//SEC Filing

WILLE TODD 4

Accession 0001206774-11-003019

CIK 0000880562other
View on SEC.govCompany Profile

Filed

Dec 28, 7:00 PM ET

Accepted

Dec 29, 7:09 PM ET

Size

24.7 KB

Accession

0001206774-11-003019

Insider Transaction Report

Form 4
Period: 2011-11-14
DAEGIS INC.DAEG
WILLE TODD
DirectorPresident, CEO
Transactions
  • Exercise of In-Money

    Stock Option

    2011-11-14$1.30/sh−15,000$19,500→ 0 total
    Exercise: $1.30Exp: 2011-11-16→ Common Stock (0 underlying)
  • Exercise of In-Money

    Common Stock

    2011-11-14$1.30/sh+15,000$19,500→ 15,000 total
Holdings

  • Stock Option

    Exercise: $5.20Exp: 2017-11-27→ Common Stock (60,000 underlying)
    60,000

  • Stock Option

    Exercise: $6.40Exp: 2018-05-02→ Common Stock (75,000 underlying)
    75,000

  • Stock Option

    Exercise: $2.60Exp: 2019-05-05→ Common Stock (87,500 underlying)
    87,500

  • Stock Option

    Exercise: $3.56Exp: 2020-05-04→ Common Stock (21,250 underlying)
    21,250

  • Stock Option

    Exercise: $2.75Exp: 2012-05-09→ Common Stock (30,000 underlying)
    30,000

  • Stock Option

    Exercise: $6.40Exp: 2018-05-02→ Common Stock (40,000 underlying)
    40,000

  • Stock Option

    Exercise: $2.90Exp: 2021-05-02→ Common Stock (66,000 underlying)
    66,000

  • Stock Option

    Exercise: $2.55Exp: 2017-05-01→ Common Stock (20,000 underlying)
    20,000

  • Stock Option

    Exercise: $2.55Exp: 2017-05-01→ Common Stock (30,000 underlying)
    30,000

  • Stock Option

    Exercise: $3.56Exp: 2020-05-04→ Common Stock (63,750 underlying)
    63,750

  • Stock Option

    Exercise: $1.92Exp: 2021-07-01→ Common Stock (74,250 underlying)
    74,250

  • Stock Option

    Exercise: $1.92Exp: 2021-07-01→ Common Stock (24,750 underlying)
    24,750
Footnotes (13)
  • [F1]Option granted 11/16/01 (#3505), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F10]Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
  • [F11]Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F12]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F13]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved.
  • [F2]Option granted 5/9/02 (#3535), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F3]Non Plan Option granted 5/1/07 (#3737) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F4]Non Plan Option granted 5/1/07 (#3740) and vests in full on 4/30/08 if several financial performance goals are achieved.
  • [F5]Non Plan Option granted 11/27/07 (#3788) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F6]Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F7]Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests in full on 4/30/09 if several financial performance goals are achieved.
  • [F8]Option granted 5/5/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F9]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.

Documents

1 file

Issuer

DAEGIS INC.

CIK 0000880562

→
Entity typeother

Related Parties

1
  • filerCIK 0001243292

Filing Metadata

Form type
4
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 7:09 PM ET
Size
24.7 KB
View on SEC.gov