|4May 2, 7:58 PM ET

WHITEMAN STEVEN 4

4 · DAEGIS INC. · Filed May 2, 2012

Insider Transaction Report

Form 4
Period: 2012-05-01
Transactions
  • Award

    Stock Option

    2012-05-01$1.40/sh+12,500$17,50012,500 total
    Exercise: $1.40Exp: 2022-05-01Common Stock (12,500 underlying)
Holdings
  • Stock Option

    Exercise: $2.75Exp: 2012-05-09Common Stock (50,000 underlying)
    50,000
  • Stock Option

    Exercise: $2.10Exp: 2016-03-10Common Stock (35,000 underlying)
    35,000
  • Stock Option

    Exercise: $2.60Exp: 2019-05-05Common Stock (6,500 underlying)
    6,500
  • Stock Option

    Exercise: $2.05Exp: 2013-06-10Common Stock (10,000 underlying)
    10,000
  • Stock Option

    Exercise: $2.55Exp: 2017-05-01Common Stock (10,000 underlying)
    10,000
  • Stock Option

    Exercise: $6.40Exp: 2018-05-02Common Stock (5,000 underlying)
    5,000
  • Stock Option

    Exercise: $1.92Exp: 2021-07-01Common Stock (7,500 underlying)
    7,500
  • Stock Option

    Exercise: $3.56Exp: 2020-05-03Common Stock (10,000 underlying)
    10,000
  • Stock Option

    Exercise: $2.90Exp: 2021-05-02Common Stock (5,000 underlying)
    5,000
Footnotes (10)
  • [F1]Option granted 05/09/02 pursuant to the 2001 Stock Option Plan and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F10]Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F2]Non-Plan Option granted 6/10/03 and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F3]Option granted 03/10/06 pursuant to the 2001 Stock Option Plan and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F4]Option granted 05/01/07 (#3746) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F5]Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F6]Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F7]Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F8]Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F9]Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.

Documents

1 file
  • 4
    whiteman_form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES