4//SEC Filing
BROOKS RICHARD M 4
Accession 0001206774-12-001835
CIK 0000880562other
Filed
May 1, 8:00 PM ET
Accepted
May 2, 8:00 PM ET
Size
15.9 KB
Accession
0001206774-12-001835
Insider Transaction Report
Form 4
DAEGIS INC.DAEG
BROOKS RICHARD M
Director
Transactions
- Award
Stock Option
2012-05-01$1.40/sh+12,500$17,500→ 12,500 totalExercise: $1.40Exp: 2022-05-01→ Common Stock (12,500 underlying)
Holdings
- 5,000
Stock Option
Exercise: $1.80Exp: 2015-08-01→ Common Stock (5,000 underlying) - 2,000
Stock Option
Exercise: $2.55Exp: 2017-05-01→ Common Stock (2,000 underlying) - 6,500
Stock Option
Exercise: $2.60Exp: 2019-05-05→ Common Stock - 5,000
Stock Option
Exercise: $6.40Exp: 2018-05-02→ Common Stock (5,000 underlying) - 10,000
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (10,000 underlying) - 5,000
Stock Option
Exercise: $2.90Exp: 2021-05-02→ Common Stock (5,000 underlying) - 7,500
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (7,500 underlying)
Footnotes (8)
- [F1]Non Plan Option granted 08/01/2005 (#3711) and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F2]Option granted 05/01/07 (#3749) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F3]Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F4]Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F5]Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F6]Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F7]Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F8]Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Issuer
DAEGIS INC.
CIK 0000880562
Entity typeother
Related Parties
1- filerCIK 0001242397
Filing Metadata
- Form type
- 4
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 8:00 PM ET
- Size
- 15.9 KB