4//SEC Filing
VERARDI FRANK 4
Accession 0001206774-12-001862
CIK 0000880562other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 12:17 PM ET
Size
17.4 KB
Accession
0001206774-12-001862
Insider Transaction Report
Form 4
DAEGIS INC.DAEG
VERARDI FRANK
General Manager, DDP
Transactions
- Award
Stock Option
2012-05-01$1.40/sh+35,000$49,000→ 35,000 totalExercise: $1.40Exp: 2022-05-01→ Common Stock (35,000 underlying)
Holdings
- 15,000
Stock Option
Exercise: $2.75Exp: 2012-05-09→ Common Stock (15,000 underlying) - 22,500
Stock Option
Exercise: $2.60Exp: 2019-05-05→ Common Stock (22,500 underlying) - 7,500
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (7,500 underlying) - 10,125
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (10,125 underlying) - 4,000
Stock Option
Exercise: $2.30Exp: 2015-02-02→ Common Stock (4,000 underlying) - 22,500
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (22,500 underlying) - 9,000
Stock Option
Exercise: $2.90Exp: 2021-05-02→ Common Stock (9,000 underlying) - 3,375
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (3,375 underlying)
Footnotes (9)
- [F1]Option granted 05/09/02 (#3534), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F2]Non-Plan Option granted 02/02/2005 (#3684) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested and expires 02/2015.
- [F3]Option granted 05/05/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F4]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F5]Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
- [F6]Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F7]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F8]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved.
- [F9]Option granted 5/1/12, pursuant to the 2010 Stock Option Plan and vests monthly as to one twenty-forth (1/24th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Issuer
DAEGIS INC.
CIK 0000880562
Entity typeother
Related Parties
1- filerCIK 0001243296
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 12:17 PM ET
- Size
- 17.4 KB