VERARDI FRANK 4
4 · DAEGIS INC. · Filed May 3, 2012
Insider Transaction Report
Form 4
DAEGIS INC.DAEG
VERARDI FRANK
General Manager, DDP
Transactions
- Award
Stock Option
2012-05-01$1.40/sh+35,000$49,000→ 35,000 totalExercise: $1.40Exp: 2022-05-01→ Common Stock (35,000 underlying)
Holdings
- 15,000
Stock Option
Exercise: $2.75Exp: 2012-05-09→ Common Stock (15,000 underlying) - 22,500
Stock Option
Exercise: $2.60Exp: 2019-05-05→ Common Stock (22,500 underlying) - 7,500
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (7,500 underlying) - 10,125
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (10,125 underlying) - 4,000
Stock Option
Exercise: $2.30Exp: 2015-02-02→ Common Stock (4,000 underlying) - 22,500
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (22,500 underlying) - 9,000
Stock Option
Exercise: $2.90Exp: 2021-05-02→ Common Stock (9,000 underlying) - 3,375
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (3,375 underlying)
Footnotes (9)
- [F1]Option granted 05/09/02 (#3534), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F2]Non-Plan Option granted 02/02/2005 (#3684) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested and expires 02/2015.
- [F3]Option granted 05/05/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F4]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F5]Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
- [F6]Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F7]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F8]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved.
- [F9]Option granted 5/1/12, pursuant to the 2010 Stock Option Plan and vests monthly as to one twenty-forth (1/24th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.