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4//SEC Filing

Bonham Steven D 4

Accession 0001206774-12-001863

CIK 0000880562other
View on SEC.govCompany Profile

Filed

May 2, 8:00 PM ET

Accepted

May 3, 12:17 PM ET

Size

20.6 KB

Accession

0001206774-12-001863

Insider Transaction Report

Form 4
Period: 2012-05-01
DAEGIS INC.DAEG
Bonham Steven D
Chief Financial Officer
Transactions
  • Award

    Stock Option

    2012-05-01$1.40/sh+10,000$14,000→ 10,000 total
    Exercise: $1.40Exp: 2022-05-01→ Common Stock (10,000 underlying)
Holdings

  • Stock Option

    Exercise: $3.56Exp: 2020-05-04→ Common Stock (7,500 underlying)
    7,500

  • Stock Option

    Exercise: $5.20Exp: 2017-11-27→ Common Stock (6,000 underlying)
    6,000

  • Stock Option

    Exercise: $1.85Exp: 2015-06-27→ Common Stock (40,000 underlying)
    40,000

  • Stock Option

    Exercise: $6.40Exp: 2018-05-02→ Common Stock (15,000 underlying)
    15,000

  • Stock Option

    Exercise: $2.60Exp: 2019-05-05→ Common Stock (35,000 underlying)
    35,000

  • Stock Option

    Exercise: $3.56Exp: 2020-05-04→ Common Stock (22,500 underlying)
    22,500

  • Stock Option

    Exercise: $2.90Exp: 2021-05-02→ Common Stock (27,000 underlying)
    27,000

  • Stock Option

    Exercise: $2.55Exp: 2017-05-01→ Common Stock (14,400 underlying)
    14,400

  • Stock Option

    Exercise: $1.92Exp: 2021-07-01→ Common Stock (30,375 underlying)
    30,375

  • Stock Option

    Exercise: $1.92Exp: 2021-07-01→ Common Stock (10,125 underlying)
    10,125
Footnotes (11)
  • [F1]Non Plan Option granted 6/27/05 (#3710), vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested and expires 6/27/2015.
  • [F10]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved.
  • [F11]Option granted 5/1/12, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
  • [F2]Non Plan Option granted 5/1/07 (#3743) and vests in full on 5/1/08 if several financial performance goals are achieved.
  • [F3]Option granted 11/27/07 (#3785), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
  • [F4]Option granted 05/02/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
  • [F5]Option granted 05/05/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
  • [F6]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
  • [F7]Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
  • [F8]Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
  • [F9]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.

Documents

1 file

Issuer

DAEGIS INC.

CIK 0000880562

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Entity typeother

Related Parties

1
  • filerCIK 0001331598

Filing Metadata

Form type
4
Filed
May 2, 8:00 PM ET
Accepted
May 3, 12:17 PM ET
Size
20.6 KB
View on SEC.gov