Home/Filings/4/0001206774-12-001864
4//SEC Filing

Bygraves Mark 4

Accession 0001206774-12-001864

CIK 0000880562other

Filed

May 2, 8:00 PM ET

Accepted

May 3, 12:20 PM ET

Size

15.8 KB

Accession

0001206774-12-001864

Insider Transaction Report

Form 4
Period: 2012-05-01
Bygraves Mark
General Manager
Transactions
  • Award

    Stock Option

    2012-05-01$1.40/sh+20,000$28,00020,000 total
    Exercise: $1.40Exp: 2022-05-01Common Stock (20,000 underlying)
Holdings
  • Stock Option

    Exercise: $3.56Exp: 2020-05-04Common Stock (15,000 underlying)
    15,000
  • Stock Option

    Exercise: $3.56Exp: 2020-05-04Common Stock (5,000 underlying)
    5,000
  • Stock Option

    Exercise: $2.55Exp: 2017-05-01Common Stock (20,000 underlying)
    20,000
  • Stock Option

    Exercise: $2.60Exp: 2019-05-05Common Stock (52,500 underlying)
    52,500
  • Stock Option

    Exercise: $2.60Exp: 2019-05-05Common Stock (7,500 underlying)
    7,500
  • Stock Option

    Exercise: $5.20Exp: 2017-11-27Common Stock (20,000 underlying)
    6,000
  • Stock Option

    Exercise: $6.40Exp: 2018-05-02Common Stock (25,000 underlying)
    25,000
Footnotes (8)
  • [F1]Non Plan Option granted 5/1/07 and vests in full on 5/1/08 if several financial performance goals are achieved.
  • [F2]Non Plan Option granted 11/27/07 and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
  • [F3]Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
  • [F4]Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
  • [F5]Option granted 5/5/09 pursuant to the 2001 Stock Option Plan and vests over two year period if several financial performance goals are achieved.
  • [F6]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
  • [F7]Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
  • [F8]Option granted 5/1/12, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.

Issuer

DAEGIS INC.

CIK 0000880562

Entity typeother

Related Parties

1
  • filerCIK 0001399526

Filing Metadata

Form type
4
Filed
May 2, 8:00 PM ET
Accepted
May 3, 12:20 PM ET
Size
15.8 KB