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Bygraves Mark 4

4 · DAEGIS INC. · Filed May 3, 2012

Insider Transaction Report

Form 4
Period: 2012-05-01
Bygraves Mark
General Manager
Transactions
  • Award

    Stock Option

    2012-05-01$1.40/sh+20,000$28,00020,000 total
    Exercise: $1.40Exp: 2022-05-01Common Stock (20,000 underlying)
Holdings
  • Stock Option

    Exercise: $3.56Exp: 2020-05-04Common Stock (15,000 underlying)
    15,000
  • Stock Option

    Exercise: $3.56Exp: 2020-05-04Common Stock (5,000 underlying)
    5,000
  • Stock Option

    Exercise: $2.55Exp: 2017-05-01Common Stock (20,000 underlying)
    20,000
  • Stock Option

    Exercise: $2.60Exp: 2019-05-05Common Stock (52,500 underlying)
    52,500
  • Stock Option

    Exercise: $2.60Exp: 2019-05-05Common Stock (7,500 underlying)
    7,500
  • Stock Option

    Exercise: $5.20Exp: 2017-11-27Common Stock (20,000 underlying)
    6,000
  • Stock Option

    Exercise: $6.40Exp: 2018-05-02Common Stock (25,000 underlying)
    25,000
Footnotes (8)
  • [F1]Non Plan Option granted 5/1/07 and vests in full on 5/1/08 if several financial performance goals are achieved.
  • [F2]Non Plan Option granted 11/27/07 and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
  • [F3]Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
  • [F4]Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
  • [F5]Option granted 5/5/09 pursuant to the 2001 Stock Option Plan and vests over two year period if several financial performance goals are achieved.
  • [F6]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
  • [F7]Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
  • [F8]Option granted 5/1/12, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.

Documents

1 file
  • 4
    bygraves_form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES