4//SEC Filing
Bygraves Mark 4
Accession 0001206774-12-002028
CIK 0000880562other
Filed
May 10, 8:00 PM ET
Accepted
May 11, 1:53 PM ET
Size
18.9 KB
Accession
0001206774-12-002028
Insider Transaction Report
Form 4
DAEGIS INC.DAEG
Bygraves Mark
General Manager
Transactions
- Exercise of In-Money
Common Stock
2011-04-29$1.20/sh+15,000$18,000 - Exercise of In-Money
Stock Option
2011-04-29$1.20/sh→ 0 totalExercise: $1.20Exp: 2016-11-20→ Common Stock (0 underlying)
Holdings
- 20,000
Stock Option
Exercise: $2.55Exp: 2017-05-01→ Common Stock (20,000 underlying) - 15,000
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (15,000 underlying) - 6,000
Stock Option
Exercise: $5.20Exp: 2017-11-27→ Common Stock (20,000 underlying) - 25,000
Stock Option
Exercise: $6.40Exp: 2018-05-02→ Common Stock (25,000 underlying) - 52,500
Stock Option
Exercise: $2.60Exp: 2019-05-05→ Common Stock (52,500 underlying) - 7,500
Stock Option
Exercise: $2.60Exp: 2019-05-05→ Common Stock (7,500 underlying) - 5,000
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (5,000 underlying) Stock Option
Exercise: $1.40Exp: 2022-05-01→ Common Stock
Footnotes (9)
- [F1]Option granted 11/20/07(#3732), pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F2]Non Plan Option granted 5/1/07 (#3742) and vests in full on 5/1/08 if several financial performance goals are achieved.
- [F3]Non Plan Option granted 11/27/07 (#3787) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F4]Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F5]Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F6]Option granted 5/5/09 pursuant to the 2001 Stock Option Plan and vests over two year period if several financial performance goals are achieved.
- [F7]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F8]Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
- [F9]Option granted 5/1/12, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Issuer
DAEGIS INC.
CIK 0000880562
Entity typeother
Related Parties
1- filerCIK 0001399526
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 1:53 PM ET
- Size
- 18.9 KB