4//SEC Filing
WILLE TODD 4
Accession 0001206774-12-003959
CIK 0000880562other
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 6:28 PM ET
Size
19.4 KB
Accession
0001206774-12-003959
Insider Transaction Report
Form 4
DAEGIS INC.DAEG
WILLE TODD
DirectorPresident, CEO
Transactions
- Purchase
Common Stock
2012-08-31$0.92/sh+5,000$4,600→ 147,979 total
Holdings
- 24,000
Stock Option
Exercise: $2.55Exp: 2017-05-01→ Common Stock (24,000 underlying) - 75,000
Stock Option
Exercise: $6.40Exp: 2018-05-02→ Common Stock (75,000 underlying) - 87,500
Stock Option
Exercise: $2.60Exp: 2019-05-05→ Common Stock (87,500 underlying) - 24,750
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (24,750 underlying) - 63,750
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (63,750 underlying) - 66,000
Stock Option
Exercise: $2.90Exp: 2021-05-02→ Common Stock (66,000 underlying) - 74,250
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (74,250 underlying) - 30,000
Stock Option
Exercise: $2.55Exp: 2017-05-01→ Common Stock (30,000 underlying) - 60,000
Stock Option
Exercise: $5.20Exp: 2017-11-27→ Common Stock (60,000 underlying) - 50,000
Stock Option
Exercise: $1.40Exp: 2022-05-01→ Common Stock (50,000 underlying)
Footnotes (10)
- [F1]Non Plan Option granted 5/1/07 (#3737) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F10]Option granted 5/1/12, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F2]Non Plan Option granted 5/1/07 (#3740) and vests in full on 4/30/08 if several financial performance goals are achieved.
- [F3]Non Plan Option granted 11/27/07 (#3788) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F4]Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F5]Option granted 5/5/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F6]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F7]Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F8]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
- [F9]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved.
Issuer
DAEGIS INC.
CIK 0000880562
Entity typeother
Related Parties
1- filerCIK 0001243292
Filing Metadata
- Form type
- 4
- Filed
- Sep 4, 8:00 PM ET
- Accepted
- Sep 5, 6:28 PM ET
- Size
- 19.4 KB