4//SEC Filing
WHITEMAN STEVEN 4
Accession 0001206774-12-004162
CIK 0000880562other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 6:31 PM ET
Size
18.0 KB
Accession
0001206774-12-004162
Insider Transaction Report
Form 4
DAEGIS INC.DAEG
WHITEMAN STEVEN
Director
Transactions
- Purchase
Common Stock
2012-09-28$1.25/sh+3,300$4,125→ 27,948 total
Holdings
- 10,000
Stock Option
Exercise: $2.05Exp: 2013-06-10→ Common Stock (10,000 underlying) - 35,000
Stock Option
Exercise: $2.10Exp: 2016-03-10→ Common Stock (35,000 underlying) - 10,000
Stock Option
Exercise: $2.55Exp: 2017-05-01→ Common Stock (10,000 underlying) - 5,000
Stock Option
Exercise: $6.40Exp: 2018-05-02→ Common Stock (5,000 underlying) - 10,000
Stock Option
Exercise: $3.56Exp: 2020-05-03→ Common Stock (10,000 underlying) - 5,000
Stock Option
Exercise: $2.90Exp: 2021-05-02→ Common Stock (5,000 underlying) - 12,500
Stock Option
Exercise: $1.40Exp: 2022-05-01→ Common Stock (12,500 underlying) - 7,500
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (7,500 underlying) - 6,500
Stock Option
Exercise: $2.60Exp: 2019-05-05→ Common Stock (6,500 underlying)
Footnotes (9)
- [F1]Non-Plan Option granted 6/10/03 and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F2]Option granted 03/10/06 pursuant to the 2001 Stock Option Plan and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F3]Option granted 05/01/07 (#3746) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F4]Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F5]Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F6]Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F7]Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F8]Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F9]Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Issuer
DAEGIS INC.
CIK 0000880562
Entity typeother
Related Parties
1- filerCIK 0001243299
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 6:31 PM ET
- Size
- 18.0 KB