4//SEC Filing
Jensen Kurt A 4
Accession 0001206774-13-000399
CIK 0000880562other
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 4:14 PM ET
Size
13.4 KB
Accession
0001206774-13-000399
Insider Transaction Report
Form 4
DAEGIS INC.DAEG
Jensen Carolyn L
10% Owner
Transactions
- Sale
Common Stock
2013-01-28$1.40/sh−20,000$28,000→ 1,720,916 total(indirect: By Trust)
Holdings
- 40,000
Stock Option
Exercise: $2.90Exp: 2021-05-02→ Common Stock (40,000 underlying) - 14,750
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (14,750 underlying) - 85,000
Stock Option
Exercise: $2.90Exp: 2021-05-02→ Common Stock (85,000 underlying) - 44,250
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (44,250 underlying)
Transactions
- Sale
Common Stock
2013-01-28$1.40/sh−20,000$28,000→ 1,720,916 total(indirect: By Trust)
Holdings
- 40,000
Stock Option
Exercise: $2.90Exp: 2021-05-02→ Common Stock (40,000 underlying) - 44,250
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (44,250 underlying) - 85,000
Stock Option
Exercise: $2.90Exp: 2021-05-02→ Common Stock (85,000 underlying) - 14,750
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (14,750 underlying)
Jensen Kurt A
Chief Operating Officer10% Owner
Transactions
- Sale
Common Stock
2013-01-28$1.40/sh−20,000$28,000→ 1,720,916 total(indirect: By Trust)
Holdings
- 14,750
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (14,750 underlying) - 44,250
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (44,250 underlying) - 40,000
Stock Option
Exercise: $2.90Exp: 2021-05-02→ Common Stock (40,000 underlying) - 85,000
Stock Option
Exercise: $2.90Exp: 2021-05-02→ Common Stock (85,000 underlying)
Footnotes (4)
- [F1]Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests 33% upon issuance of the stock option with 33% vesting over the next 12 months and the remaining 33% over the following 12 months. Option is exercisable to the extent vested.
- [F2]Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F3]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F4]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved.
Issuer
DAEGIS INC.
CIK 0000880562
Entity typeother
Related Parties
1- filerCIK 0001495376
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 4:14 PM ET
- Size
- 13.4 KB