ALLIANCE FIBER OPTIC PRODUCTS INC 4

4 · ALLIANCE FIBER OPTIC PRODUCTS INC · Filed Jul 8, 2013

Insider Transaction Report

Form 4

Period: 2013-07-03

ALLIANCE FIBER OPTIC PRODUCTS INCAFOP

CHANG PETER C

DirectorChairman, President and CEO

Transactions

Sale
Common Stock
2013-07-03$24.53/sh−30,000$735,900→ 1,251,320 total
Sale
Common Stock
2013-07-05$25.73/sh−9,900$254,727→ 1,251,320 total
Sale
Common Stock
2013-07-05$27.63/sh−7,422$205,070→ 1,251,320 total
Sale
Common Stock
2013-07-05$27.73/sh−12,578$348,788→ 1,251,320 total
Exercise/Conversion
Stock Option (Right to buy)
2013-07-03$4.50/sh+30,000$135,000→ 1,281,320 total
Exercise: $4.50From: 2006-11-01Exp: 2015-11-07→ Common (30,000 underlying)
Exercise/Conversion
Stock Option (Right to buy)
2013-07-05$10.10/sh+16,100$162,610→ 1,267,420 total
Exercise: $10.10From: 2006-11-27Exp: 2016-11-27→ Common (16,100 underlying)
Exercise/Conversion
Stock Option (Right to buy)
2013-07-05$9.15/sh+10,000$91,500→ 1,291,320 total
Exercise: $9.15From: 2008-01-28Exp: 2018-01-28→ Common (10,000 underlying)
Sale
Common Stock
2013-07-05$25.53/sh−16,100$411,033→ 1,251,320 total
Sale
Common Stock
2013-07-05$26.53/sh−30,000$795,900→ 1,251,320 total
Sale
Common Stock
2013-07-05$27.53/sh−10,000$275,300→ 1,251,320 total
Exercise/Conversion
Stock Option (Right to buy)
2013-07-05$10.10/sh+9,900$99,990→ 1,261,220 total
Exercise: $10.10From: 2006-11-27Exp: 2016-11-27→ Common (9,900 underlying)
Exercise/Conversion
Stock Option (Right to buy)
2013-07-05$10.10/sh+30,000$303,000→ 1,281,320 total
Exercise: $10.10From: 2006-11-27Exp: 2016-11-27→ Common (30,000 underlying)
Exercise/Conversion
Stock Option (Right to buy)
2013-07-05$7.95/sh+7,422$59,005→ 1,288,742 total
Exercise: $7.95From: 2011-07-23Exp: 2020-07-23→ Common (7,422 underlying)
Exercise/Conversion
Stock Option (Right to buy)
2013-07-05$7.95/sh+12,578$99,995→ 1,293,898 total
Exercise: $7.95From: 2011-07-23Exp: 2020-07-23→ Common (12,578 underlying)

Footnotes (2)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2013.
[F2]The total 1,251,320 shares of common stock included 200,000 shares restricted stock units ("RSUs") granted to Peter Chang on May 6, 2011, which RSUs vest in five equal annual installments beginning on May 1, 2012 and 60,000 shares RSUs granted to Peter Chang on April 19, 2013, which RSUs vest in three equal annual installments beginning on May 1, 2014. All RSUs vest in full in the event of change in control or in the event of termination of Peter Chang's service due to death or involuntary discharge.

Documents

1 file

4
chang_form4.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES