4//SEC Filing
ALLIANCE FIBER OPTIC PRODUCTS INC 4
Accession 0001206774-13-003365
CIK 0001122342operating
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 7:06 PM ET
Size
11.7 KB
Accession
0001206774-13-003365
Insider Transaction Report
Form 4
CHANG PETER C
DirectorChairman, President and CEO
Transactions
- Exercise/Conversion
Stock Option (Right to buy)
2013-09-18$3.98/sh+120,000$477,000→ 2,622,640 totalExercise: $3.98From: 2011-07-23Exp: 2020-07-23→ Common (120,000 underlying) - Sale
Common Stock
2013-09-18$21.60/sh−80,000$1,728,000→ 2,422,640 total - Sale
Common Stock
2013-09-18$21.60/sh−120,000$2,592,000→ 2,502,640 total - Sale
Common Stock
2013-09-18$22.52/sh−288,000$6,485,760→ 2,134,640 total
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F2]The total 2,134,640 shares of common stock included 400,000 shares restricted stock units ("RSUs") granted to Peter Chang on May 6, 2011, which RSUs vest in five equal annual installments beginning on May 1, 2012 and 120,000 shares RSUs granted to Peter Chang on April 19, 2013, which RSUs vest in three equal annual installments beginning on May 1, 2014. All RSUs vest in full in the event of change in control or in the event of termination of Peter Chang's service due to death or involuntary discharge.
- [F3]Share amounts and exercise price reflect a 2-for-1 stock dividend of the common stock effected on August 30, 2013.
Issuer
ALLIANCE FIBER OPTIC PRODUCTS INC
CIK 0001122342
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001122342
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 7:06 PM ET
- Size
- 11.7 KB