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4//SEC Filing

ALLIANCE FIBER OPTIC PRODUCTS INC 4

Accession 0001206774-13-003387

CIK 0001122342operating

Filed

Sep 24, 8:00 PM ET

Accepted

Sep 25, 4:00 PM ET

Size

10.3 KB

Accession

0001206774-13-003387

Insider Transaction Report

Form 4
Period: 2013-09-23
HUBBARD DAVID A
Vice President, Sales and Mark
Transactions
  • Sale

    Common Stock

    2013-09-23$21.71/sh44,000$955,024100,954 total
  • Exercise/Conversion

    Stock Option (Right to buy)

    2013-09-23$3.98/sh+36,000$143,100136,954 total
    Exercise: $3.98From: 2011-07-23Exp: 2020-07-23Common (36,000 underlying)
  • Exercise/Conversion

    Stock Option (Right to buy)

    2013-09-23$4.58/sh+8,000$36,600144,954 total
    Exercise: $4.58From: 2009-01-28Exp: 2018-01-28Common (8,000 underlying)
Footnotes (3)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  • [F2]The total 100,954 shares of common stock included 66,000 shares restricted stock units which vest in two equal annual installments beginning on May 1, 2014.
  • [F3]Shares amounts and exercise price reflect a 2-for-1 stock dividend of the common stock effected on August 30, 2013.

Issuer

ALLIANCE FIBER OPTIC PRODUCTS INC

CIK 0001122342

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001122342

Filing Metadata

Form type
4
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 4:00 PM ET
Size
10.3 KB