ALLIANCE FIBER OPTIC PRODUCTS INC 4

4 · ALLIANCE FIBER OPTIC PRODUCTS INC · Filed Nov 5, 2013

Form 4

Period: 2013-11-01

Acting CFO

Transactions

Exercise/Conversion
Common Stock
2013-11-01$2.25/sh+8,360$18,810→ 34,314 total
Award
Stock Option (Right to buy)
2013-11-01$3.98/sh+4,000$15,900→ 4,000 total
Exercise: $3.98From: 2011-07-23Exp: 2020-07-23→ Common (4,000 underlying)
Award
Stock Option (Right to buy)
2013-11-01$2.25/sh+8,360$18,810→ 8,360 total
Exercise: $2.25From: 2006-11-07Exp: 2015-11-07→ Common (8,360 underlying)
Award
Stock Option (Right to buy)
2013-11-01$2.40/sh+16,000$38,400→ 16,000 total
Exercise: $2.40From: 2005-12-02Exp: 2014-12-02→ Common (16,000 underlying)
Exercise/Conversion
Common Stock
2013-11-01$3.98/sh+4,000$15,900→ 25,954 total
Other
Common Stock
2013-11-01$7.00/sh+1,000$7,000→ 51,314 total
Exercise/Conversion
Common Stock
2013-11-01$2.40/sh+16,000$38,400→ 50,314 total

Footnotes (6)

[F1]The total 4,000 shares of common stock were granted on July 23, 2010 and vest in four equal installments beginning on July 23, 2010.
[F2]The total 8,360 shares of common stock were granted on November 7, 2005 and vest in four equal installments beginning on November 7, 2005.
[F3]The total 16,000 shares of common stock were granted on December 2, 2004 and vest in four equal installments beginning on December 2, 2004.
[F4]Including 3,000 restricted stock units which vest in two equal annual installments beginning on May 1, 2014.
[F5]The shares were acquired under the Alliance Fiber Optic Products, Inc. employee stock purchase plan.
[F6]Price and share amount reflect the 2-for-1 split Common Stock in the form of a stock dividend effected on August 30, 2013.

Documents

1 file

4
hoanita_form4.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES