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ALLIANCE FIBER OPTIC PRODUCTS INC 4

Accession 0001206774-13-003974

CIK 0001122342operating
View on SEC.govCompany Profile

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 5:16 PM ET

Size

17.0 KB

Accession

0001206774-13-003974

Insider Transaction Report

Form 4
Period: 2013-11-01
ALLIANCE FIBER OPTIC PRODUCTS INCAFOP
HO ANITA K
Acting CFO
Transactions
  • Exercise/Conversion

    Common Stock

    2013-11-01$2.25/sh+8,360$18,810→ 34,314 total
  • Award

    Stock Option (Right to buy)

    2013-11-01$3.98/sh+4,000$15,900→ 4,000 total
    Exercise: $3.98From: 2011-07-23Exp: 2020-07-23→ Common (4,000 underlying)
  • Award

    Stock Option (Right to buy)

    2013-11-01$2.25/sh+8,360$18,810→ 8,360 total
    Exercise: $2.25From: 2006-11-07Exp: 2015-11-07→ Common (8,360 underlying)
  • Award

    Stock Option (Right to buy)

    2013-11-01$2.40/sh+16,000$38,400→ 16,000 total
    Exercise: $2.40From: 2005-12-02Exp: 2014-12-02→ Common (16,000 underlying)
  • Exercise/Conversion

    Common Stock

    2013-11-01$3.98/sh+4,000$15,900→ 25,954 total
  • Other

    Common Stock

    2013-11-01$7.00/sh+1,000$7,000→ 51,314 total
  • Exercise/Conversion

    Common Stock

    2013-11-01$2.40/sh+16,000$38,400→ 50,314 total
Footnotes (6)
  • [F1]The total 4,000 shares of common stock were granted on July 23, 2010 and vest in four equal installments beginning on July 23, 2010.
  • [F2]The total 8,360 shares of common stock were granted on November 7, 2005 and vest in four equal installments beginning on November 7, 2005.
  • [F3]The total 16,000 shares of common stock were granted on December 2, 2004 and vest in four equal installments beginning on December 2, 2004.
  • [F4]Including 3,000 restricted stock units which vest in two equal annual installments beginning on May 1, 2014.
  • [F5]The shares were acquired under the Alliance Fiber Optic Products, Inc. employee stock purchase plan.
  • [F6]Price and share amount reflect the 2-for-1 split Common Stock in the form of a stock dividend effected on August 30, 2013.

Documents

1 file

Issuer

ALLIANCE FIBER OPTIC PRODUCTS INC

CIK 0001122342

→
Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001122342

Filing Metadata

Form type
4
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 5:16 PM ET
Size
17.0 KB
View on SEC.gov