Home/Filings/4/0001206774-13-004590
4//SEC Filing

DAEGIS INC. 4

Accession 0001206774-13-004590

CIK 0000880562operating

Filed

Dec 19, 7:00 PM ET

Accepted

Dec 20, 7:39 PM ET

Size

16.2 KB

Accession

0001206774-13-004590

Insider Transaction Report

Form 4
Period: 2013-12-20
Transactions
  • Purchase

    Common Stock

    2013-12-18$1.10/sh+5,000$5,5005,000 total
  • Award

    Stock Option

    2012-05-01$1.40/sh12,500 total
    Exercise: $1.40Exp: 2022-05-01Common Stock (12,500 underlying)
Holdings
  • Stock Option

    Exercise: $6.40Exp: 2018-05-02Common Stock (5,000 underlying)
    5,000
  • Stock Option

    Exercise: $1.92Exp: 2021-07-01Common Stock (7,500 underlying)
    7,500
  • Stock Option

    Exercise: $6.25Exp: 2018-01-14Common Stock (4,000 underlying)
    4,000
  • Stock Option

    Exercise: $2.60Exp: 2019-05-05Common Stock (6,500 underlying)
    6,500
  • Stock Option

    Exercise: $3.56Exp: 2020-05-04Common Stock (10,000 underlying)
    10,000
  • Stock Option

    Exercise: $2.90Exp: 2021-05-02Common Stock (5,000 underlying)
    5,000
Footnotes (7)
  • [F1]Option granted 05/01/07 (#3747) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F2]Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F3]Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F4]Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F5]Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F6]Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F7]Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.

Issuer

DAEGIS INC.

CIK 0000880562

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000880562

Filing Metadata

Form type
4
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 7:39 PM ET
Size
16.2 KB