DAEGIS INC. 4
4 · DAEGIS INC. · Filed Jan 2, 2014
Insider Transaction Report
Form 4
DAEGIS INC.DAEG
BROOKS RICHARD M
Director
Transactions
- Purchase
Common Stock
2013-12-31$1.21/sh+1,000$1,210→ 6,700 total
Holdings
- 6,500
Stock Option
Exercise: $2.60Exp: 2019-05-05→ Common Stock (6,500 underlying) - 10,000
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (10,000 underlying) - 5,000
Stock Option
Exercise: $1.80Exp: 2015-08-01→ Common Stock (5,000 underlying) - 7,500
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (7,500 underlying) - 12,500
Stock Option
Exercise: $1.40Exp: 2022-05-01→ Common Stock (12,500 underlying) - 2,000
Stock Option
Exercise: $2.55Exp: 2017-05-01→ Common Stock (2,000 underlying)
Footnotes (8)
- [F1]Non Plan Option granted 08/01/2005 (#3711) and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F2]Option granted 05/01/07 (#3749) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F3]Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F4]Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F5]Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F6]Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F7]Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F8]Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.