|4Sep 4, 5:40 PM ET

DAEGIS INC. 4

4 · DAEGIS INC. · Filed Sep 4, 2014

Insider Transaction Report

Form 4
Period: 2014-09-02
Transactions
  • Purchase

    Common Stock

    2014-08-29$1.05/sh+400$42214,400 total
  • Purchase

    Common Stock

    2014-08-29$1.05/sh+600$63220,000 total
  • Purchase

    Common Stock

    2014-08-29$1.03/sh+600$62015,000 total
  • Purchase

    Common Stock

    2014-08-29$1.09/sh+3,700$4,03313,700 total
  • Purchase

    Common Stock

    2014-08-29$1.09/sh+300$32714,000 total
  • Purchase

    Common Stock

    2014-08-29$1.09/sh+4,400$4,79219,400 total
Holdings
  • Stock Option

    Exercise: $2.60Exp: 2019-05-05Common Stock (6,500 underlying)
    15,500
  • Stock Option

    Exercise: $6.40Exp: 2018-05-02Common Stock (5,000 underlying)
    9,000
  • Stock Option

    Exercise: $3.56Exp: 2020-05-04Common Stock (10,000 underlying)
    25,500
  • Stock Option

    Exercise: $2.90Exp: 2021-05-02Common Stock (5,000 underlying)
    30,500
  • Common Stock

    10,000
  • Stock Option

    Exercise: $6.25Exp: 2018-01-14Common Stock (4,000 underlying)
    4,000
  • Stock Option

    Exercise: $1.92Exp: 2021-07-01Common Stock (7,500 underlying)
    38,000
  • Stock Option

    Exercise: $1.40Exp: 2022-05-01Common Stock (12,500 underlying)
    50,500
Footnotes (7)
  • [F1]Option granted 01/14/2008 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F2]Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F3]Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F4]Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F5]Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F6]Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F7]Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.

Documents

1 file
  • 4
    bozeman_form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES