DAEGIS INC. 4

Accession 0001206774-14-002795

CIK 0000880562operating

View on SEC.gov Company Profile

Filed

Sep 3, 8:00 PM ET

Accepted

Sep 4, 5:40 PM ET

Size

23.4 KB

Accession

0001206774-14-002795

Insider Transaction Report

Form 4

Period: 2014-09-02

DAEGIS INC.DAEG

Bozeman Robert

Director

Transactions

Purchase
Common Stock
2014-08-29$1.05/sh+400$422→ 14,400 total
Purchase
Common Stock
2014-08-29$1.05/sh+600$632→ 20,000 total
Purchase
Common Stock
2014-08-29$1.03/sh+600$620→ 15,000 total
Purchase
Common Stock
2014-08-29$1.09/sh+3,700$4,033→ 13,700 total
Purchase
Common Stock
2014-08-29$1.09/sh+300$327→ 14,000 total
Purchase
Common Stock
2014-08-29$1.09/sh+4,400$4,792→ 19,400 total

Holdings

Stock Option
Exercise: $2.60Exp: 2019-05-05→ Common Stock (6,500 underlying)
15,500
Stock Option
Exercise: $6.40Exp: 2018-05-02→ Common Stock (5,000 underlying)
9,000
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (10,000 underlying)
25,500
Stock Option
Exercise: $2.90Exp: 2021-05-02→ Common Stock (5,000 underlying)
30,500
Common Stock
10,000
Stock Option
Exercise: $6.25Exp: 2018-01-14→ Common Stock (4,000 underlying)
4,000
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (7,500 underlying)
38,000
Stock Option
Exercise: $1.40Exp: 2022-05-01→ Common Stock (12,500 underlying)
50,500

Footnotes (7)

[F1]Option granted 01/14/2008 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
[F2]Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
[F3]Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
[F4]Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
[F5]Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
[F6]Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
[F7]Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.

Documents

1 file

4
bozeman_form4.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Issuer

DAEGIS INC.

CIK 0000880562

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000880562

Filing Metadata

Form type: 4
Filed: Sep 3, 8:00 PM ET
Accepted: Sep 4, 5:40 PM ET
Size: 23.4 KB

View on SEC.gov