DAEGIS INC. 4
4 · DAEGIS INC. · Filed Dec 22, 2014
Insider Transaction Report
Form 4
DAEGIS INC.DAEG
Bacci Timothy P
Director
Transactions
- Award
Stock Option
2014-12-10$0.72/sh+655,378$471,872→ 698,378 totalExercise: $0.72Exp: 2024-12-10→ Common Stock (655,378 underlying)
Holdings
- 3,887
Common Stock
- 8,000
Stock Option
Exercise: $3.46Exp: 2019-08-20→ Common Stock (8,000 underlying) - 30,500
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (7,500 underlying) - 18,000
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (10,000 underlying) - 23,000
Stock Option
Exercise: $2.90Exp: 2021-05-02→ Common Stock (5,000 underlying) - 3,183,190(indirect: See footnote)
Common Stock
- 43,000
Stock Option
Exercise: $1.40Exp: 2022-05-01→ Common Stock (12,500 underlying)
Footnotes (7)
- [F1]Mr. Bacci beneficially owns 3,183,190 shares of common stock by reason of a direct ownership interest in BlueLine Partners, LLC.
- [F2]Option granted 08/20/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F3]Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F4]Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F5]Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F6]Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F7]Option granted 12/10/14 pursuant to the 2010 Stock Option Plan with 50% vesting on 12/10/15 and the remainder vesting monthly as to 1/48th of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.