4//SEC Filing
DAEGIS INC. 4
Accession 0001206774-14-003608
CIK 0000880562operating
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 6:00 AM ET
Size
14.5 KB
Accession
0001206774-14-003608
Insider Transaction Report
Form 4
DAEGIS INC.DAEG
Bacci Timothy P
Director
Transactions
- Award
Stock Option
2014-12-10$0.72/sh+655,378$471,872→ 698,378 totalExercise: $0.72Exp: 2024-12-10→ Common Stock (655,378 underlying)
Holdings
- 3,887
Common Stock
- 8,000
Stock Option
Exercise: $3.46Exp: 2019-08-20→ Common Stock (8,000 underlying) - 30,500
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (7,500 underlying) - 18,000
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (10,000 underlying) - 23,000
Stock Option
Exercise: $2.90Exp: 2021-05-02→ Common Stock (5,000 underlying) - 3,183,190(indirect: See footnote)
Common Stock
- 43,000
Stock Option
Exercise: $1.40Exp: 2022-05-01→ Common Stock (12,500 underlying)
Footnotes (7)
- [F1]Mr. Bacci beneficially owns 3,183,190 shares of common stock by reason of a direct ownership interest in BlueLine Partners, LLC.
- [F2]Option granted 08/20/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F3]Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F4]Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F5]Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F6]Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- [F7]Option granted 12/10/14 pursuant to the 2010 Stock Option Plan with 50% vesting on 12/10/15 and the remainder vesting monthly as to 1/48th of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Issuer
DAEGIS INC.
CIK 0000880562
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000880562
Filing Metadata
- Form type
- 4
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 6:00 AM ET
- Size
- 14.5 KB