Home/Filings/4/0001206774-18-002277
4//SEC Filing

Andrea Douglas J 4

Accession 0001206774-18-002277

CIK 0000006494other

Filed

Aug 2, 8:00 PM ET

Accepted

Aug 3, 5:44 PM ET

Size

17.1 KB

Accession

0001206774-18-002277

Insider Transaction Report

Form 4
Period: 2018-08-01
Andrea Douglas J
DirectorPresident & CEO
Transactions
  • Exercise/Conversion

    Stock Option (right to buy)

    2018-08-011,875,000125,000 total
    Exercise: $0.04From: 2009-08-01Exp: 2018-08-08Common Stock (1,875,000 underlying)
  • Exercise/Conversion

    Common Stock

    2018-08-01$0.04/sh+1,875,000$75,0002,219,700 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    12,438
  • Employee Stock Option (right to buy)

    Exercise: $0.05From: 2017-11-16Exp: 2026-11-16Common Stock (1,400,000 underlying)
    1,400,000
  • Stock Option (right to buy)

    Exercise: $0.11From: 2010-08-01Exp: 2019-07-24Common Stock (1,000,000 underlying)
    1,000,000
  • Stock Option (right to buy)

    Exercise: $0.13From: 2011-08-01Exp: 2020-08-01Common Stock (1,000,000 underlying)
    1,000,000
  • Common Stock

    (indirect: By Daughter)
    3,876
  • Stock Option (right to buy)

    Exercise: $0.06From: 2016-08-07Exp: 2025-08-07Common Stock (500,000 underlying)
    500,000
  • Stock Option (right to buy)

    Exercise: $0.04From: 2010-08-01Exp: 2018-08-08Common Stock (1,000,000 underlying)
    1,000,000
  • Stock Option (right to buy)

    Exercise: $0.10From: 2015-09-02Exp: 2024-09-02Common Stock (500,000 underlying)
    500,000
Footnotes (7)
  • [F1]Stock Options granted on November 16, 2016 will vest as follows: 33.3% on November 16, 2017, 33.3% on November 16, 2018 and 33.4% November 16, 2019.
  • [F2]Stock Options granted on August 7, 2015 will vest as follows: 33.3% on August 7, 2016, 33.3% on August 7, 2017 and 33.4% on August 7, 2018.
  • [F3]Stock Options granted on August 8, 2008 vested as follows: 33.3% on August 1, 2009, 33.3% on August 1, 2010 and 33.4% on August 1, 2011.
  • [F4]Stock Options granted on July 24, 2009 vested as follows: 33.3% on August 1, 2010, 33.3% on August 1, 2011 and 33.4% on August 1, 2012.
  • [F5]Stock Options granted on August 8, 2008 vested as follows: 33.3% on August 1, 2010, 33.3% on August 1, 2011 and 33.4% on August 1, 2012.
  • [F6]Stock Options granted on August 1, 2010 vested as follows: 33.3% on August 1, 2011, 33.3% on August 1, 2012 and 33.4% on August 1, 2013.
  • [F7]Stock Options granted on September 2, 2014 vested as follows: 33.3% on September 2, 2015, 33.3% on September 2, 2016 and 33.4% on September 2, 2017.

Issuer

ANDREA ELECTRONICS CORP

CIK 0000006494

Entity typeother

Related Parties

1
  • filerCIK 0001336287

Filing Metadata

Form type
4
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 5:44 PM ET
Size
17.1 KB