4//SEC Filing
INDEPENDENT BANK CORP 4
Accession 0001207149-04-000006
$INDBCIK 0000776901operating
Filed
Oct 19, 8:00 PM ET
Accepted
Oct 20, 2:38 PM ET
Size
24.3 KB
Accession
0001207149-04-000006
Insider Transaction Report
Form 4
SULLIVAN ROBERT D
Director
Transactions
- Exercise of In-Money
Common Stock
2004-10-19$10.25/sh+1,000$10,250→ 2,006.247 total - Exercise of In-Money
Non-Qualified Stock Option (right to buy)
2004-10-19$10.25/sh−1,000$10,250→ 0 totalExercise: $10.25From: 1997-10-14Exp: 2007-04-15→ Common stock (1,000 underlying)
Holdings
- 6,356(indirect: By Trust)
Common Stock
- 1,006.247
Common Stock
- 4,225(indirect: By Trust)
Common Stock
- 1,455(indirect: By Trust)
Common Stock
- 8,008
Common Stock
- 8,251.556(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]Holdings include 8.2327 shares received through the Company's Dividend Reinvestment Plan since the last Form 4 filing (4/04). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended.
- [F2]Shares held i/n/o Chrystine M. Sullivan Revocable Trust dtd. 2/3/90 on which Mr. Sullivan is a Trustee and Beneficiary.
- [F3]Shares held i/n/o Sullivan Companies Retirement Trust UDT 8/1/74, of which 6,340 shares are held in broker name. Mr. Sullivan is a Trustee of this Trust. Holdings include 79.3384 shares received through the Company's Dividend Reinvestment Plan since the last Form 4 filing (4/04). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended.
- [F4]Shares held i/n/o Mary Sullivan Trust dated 3/29/83. Mr. Sullivan is a Trustee of this Trust. The filing of this statement shall not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities Exchange Act, the beneficial owner of such securities.
- [F5]Special Marital Trust of R.J. Sullivan. Mr. Sullivan is a Trustee of this Trust. The filing of this statement shall not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities and Exchange Act, the beneficial owner of such securities.
- [F6]Shares held i/n/o Joseph Sullivan irrevocable trust. Mr. Sullivan is a Trustee of this Trust. The filing of this statement shall not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities and Exchange Act, the beneficial owner of such securities.
- [F7]Non-employee Director, Non-qualified Stock Options expire 10 years from grant date unless earlier terminated by reason of cessation as non-employee director.
Documents
Issuer
INDEPENDENT BANK CORP
CIK 0000776901
Entity typeoperating
IncorporatedMA
Related Parties
1- filerCIK 0000776901
Filing Metadata
- Form type
- 4
- Filed
- Oct 19, 8:00 PM ET
- Accepted
- Oct 20, 2:38 PM ET
- Size
- 24.3 KB