SULLIVAN ROBERT D 4
4 · INDEPENDENT BANK CORP · Filed Feb 19, 2013
Insider Transaction Report
Form 4
SULLIVAN ROBERT D
Director
Transactions
- Exercise/Conversion
Common Stock
2013-02-15$20.32/sh+1,000$20,325→ 19,354.712 total - Exercise/Conversion
NQ - Stock Option (Right to Buy)
2013-02-15$20.32/sh−1,000$20,325→ 0 totalExercise: $20.32From: 2003-10-15Exp: 2013-04-15→ Common Stock (1,000 underlying)
Holdings
- 10,331(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Total holdings include 8,008 shares held i/n/o Chrystine M. Sullivan Revocable Trust dated 2/3/90 on which Mr. Sullivan is a trustee and beneficiary and 136.9648 shares acquired through the 2010 Independent Bank Corp. Dividend Reinvestment Plan since the last Form 4 filing (5/12). Such transactions are exempt from the reporting requirements of Section 16 of the Securities Exchange Act of 1934.
- [F2]Total holdings include 6,356 shares held i/n/o Special Marital Trust of R. J. Sullivan on which Mr. Sullivan is a Trustee and 3,975 shares held i/n/o Joseph Sullivan Irrevocable Trust on which Mr. Sullivan is a Trustee. The filing of this statement shall not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities Exchange Act, the beneficial owner of such securities.
- [F3]Non-Employee Director, Non-Qualified Stock Options expire 10 years from grant date unless earlier terminated by reason of cessation as non-employee director.