SULLIVAN ROBERT D 4
4 · INDEPENDENT BANK CORP · Filed May 23, 2013
Insider Transaction Report
Form 4
SULLIVAN ROBERT D
Director
Transactions
- Award
Common Stock
2013-05-21+1,050→ 20,458.613 total
Holdings
- 10,331(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Independent Bank Corp. awarded restricted stock to reporting person per the Independent Bank Corp. 2010 Non-Employee Director Stock Plan in a transaction exempt pursuant to Rule 16-b-3(d)..
- [F2]Total holdings include 8,008 shares held i/n/o Chrystine M. Sullivan Revocable Trust dated 2/3/90 on which Mr. Sullivan is a trustee and beneficiary and 53.900995 shares acquired through the 2010 Independent Bank Corp. Dividend Reinvestment Plan since the last Form 4 filing (2/13). Such transactions are exempt from the reporting requirements of Section 16 of the Securities Exchange Act of 1934.
- [F3]Total holdings include 6,356 shares held i/n/o Special Marital Trust of R. J. Sullivan on which Mr. Sullivan is a Trustee and 3,975 shares held i/n/o Joseph Sullivan Irrevocable Trust on which Mr. Sullivan is a Trustee. The filing of this statement shall not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities Exchange Act, the beneficial owner of such securities.