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4//SEC Filing

JOHNSON CONTROLS INC 4

Accession 0001207697-03-000007

CIK 0000053669operating

Filed

Nov 19, 7:00 PM ET

Accepted

Nov 20, 7:10 PM ET

Size

8.6 KB

Accession

0001207697-03-000007

Insider Transaction Report

Form 4
Period: 2003-11-19
FIORI GIOVANNI JOHN
Executive Vice President
Transactions
  • Award

    Stock Option

    2003-11-19$105.10/sh+54,000$5,675,40054,000 total
    Exercise: $105.10From: 2005-11-19Exp: 2013-11-19Common Stock (54,000 underlying)
Holdings
  • Phantom Stock Units/EICP

    Common Stock (6,186.8 underlying)
    6,186.8
  • Phantom Stock/Restricted Stock Plan Dividends

    Common Stock (417.41 underlying)
    417.41
  • Phantom Stock Units/LTPP

    Common Stock (10,356.06 underlying)
    10,356.06
  • Common Stock

    31,050
Footnotes (8)
  • [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
  • [F2]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
  • [F3]Includes 39.26 phantom stock units acquired through the reinvestment of dividends on September 30, 2003 at a price of $94.60 per phantom unit
  • [F4]The phantom stock units were acquired under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement.
  • [F5]Includes 23.45 phantom stock units acquired through the reinvestment of dividends on September 30, 2003 at a price of $94.60 per phantom unit
  • [F6]The phantom stock units were acquired under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the reporting person's retirement.
  • [F7]Includes 54.66 phantom stock units acquired through the reinvestment of dividends on September 30, 2003 at a price of $94.60 per phantom unit
  • [F8]The options become exercisable two years after the grant date in 50% increments on 11/19/2005 and 11/19/2006

Issuer

JOHNSON CONTROLS INC

CIK 0000053669

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0000053669

Filing Metadata

Form type
4
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 7:10 PM ET
Size
8.6 KB