4//SEC Filing
JOHNSON CONTROLS INC 4
Accession 0001207697-03-000007
CIK 0000053669operating
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 7:10 PM ET
Size
8.6 KB
Accession
0001207697-03-000007
Insider Transaction Report
Form 4
FIORI GIOVANNI JOHN
Executive Vice President
Transactions
- Award
Stock Option
2003-11-19$105.10/sh+54,000$5,675,400→ 54,000 totalExercise: $105.10From: 2005-11-19Exp: 2013-11-19→ Common Stock (54,000 underlying)
Holdings
- 6,186.8
Phantom Stock Units/EICP
→ Common Stock (6,186.8 underlying) - 417.41
Phantom Stock/Restricted Stock Plan Dividends
→ Common Stock (417.41 underlying) - 10,356.06
Phantom Stock Units/LTPP
→ Common Stock (10,356.06 underlying) - 31,050
Common Stock
Footnotes (8)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F3]Includes 39.26 phantom stock units acquired through the reinvestment of dividends on September 30, 2003 at a price of $94.60 per phantom unit
- [F4]The phantom stock units were acquired under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F5]Includes 23.45 phantom stock units acquired through the reinvestment of dividends on September 30, 2003 at a price of $94.60 per phantom unit
- [F6]The phantom stock units were acquired under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F7]Includes 54.66 phantom stock units acquired through the reinvestment of dividends on September 30, 2003 at a price of $94.60 per phantom unit
- [F8]The options become exercisable two years after the grant date in 50% increments on 11/19/2005 and 11/19/2006
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0000053669
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 7:10 PM ET
- Size
- 8.6 KB