JOHNSON CONTROLS INC 4

4 · JOHNSON CONTROLS INC · Filed Nov 20, 2003

Form 4

Period: 2003-11-19

Executive Vice President

Transactions

Award
Stock Option
2003-11-19$105.10/sh+54,000$5,675,400→ 54,000 total
Exercise: $105.10From: 2005-11-19Exp: 2013-11-19→ Common Stock (54,000 underlying)

Holdings

Phantom Stock Units/EICP
→ Common Stock (6,186.8 underlying)
6,186.8
Phantom Stock/Restricted Stock Plan Dividends
→ Common Stock (417.41 underlying)
417.41
Phantom Stock Units/LTPP
→ Common Stock (10,356.06 underlying)
10,356.06
Common Stock
31,050

Footnotes (8)

[F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
[F2]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F3]Includes 39.26 phantom stock units acquired through the reinvestment of dividends on September 30, 2003 at a price of $94.60 per phantom unit
[F4]The phantom stock units were acquired under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F5]Includes 23.45 phantom stock units acquired through the reinvestment of dividends on September 30, 2003 at a price of $94.60 per phantom unit
[F6]The phantom stock units were acquired under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F7]Includes 54.66 phantom stock units acquired through the reinvestment of dividends on September 30, 2003 at a price of $94.60 per phantom unit
[F8]The options become exercisable two years after the grant date in 50% increments on 11/19/2005 and 11/19/2006

Documents

1 file