Home/Filings/4/0001207974-10-000004
4//SEC Filing

BROWN DAVID L 4

Accession 0001207974-10-000004

CIK 0000913616other

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 1:59 PM ET

Size

19.9 KB

Accession

0001207974-10-000004

Insider Transaction Report

Form 4
Period: 2010-07-29
BROWN DAVID L
DirectorPresident, and CEO
Transactions
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2010-07-29$3.50/sh58,500$204,7500 total
    Exercise: $13.50From: 2004-01-23Exp: 2011-01-23Common Stock $.01 par value (58,500 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2010-07-29$3.63/sh91,500$332,4470 total
    Exercise: $13.37From: 2004-04-10Exp: 2011-04-10Common Stock $.01 par value (91,500 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2010-07-29$3.63/sh12,000$43,6000 total
    Exercise: $13.37From: 2006-01-21Exp: 2013-01-21Common Stock $.01 par value (12,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2010-07-29$5.00/sh53,334$266,6700 total
    Exercise: $12.00From: 2011-09-08Exp: 2018-09-08Common Stock $.01 par value (53,334 underlying)
  • Disposition to Issuer

    Common Stock, $.01 par value

    2010-07-29$17.00/sh68,072$1,157,2240 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2010-07-29$0.55/sh18,000$9,8410 total
    Exercise: $16.45From: 2005-01-22Exp: 2012-01-22Common Stock $.01 par value (18,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2010-07-29$12.93/sh30,000$387,9000 total
    Exercise: $4.07From: 2012-04-17Exp: 2019-04-17Common Stock $.01 par value (30,000 underlying)
Footnotes (7)
  • [F1]Disposed of pursuant to Merger Agreement among GDC Holdings, Inc., Royal Acquisition Corp., and issuer (the"Merger") in exchange for the right to recieve a cash payment of $17.00 per share.
  • [F2]These options, which were immediately exercisable, were cancelled in connection with the Merger in exchange for a cash payment equal to $204,750.00, representing the difference between the exercise price of the option and $17.00 per share.
  • [F3]These options, which were immediately exercisable, were cancelled in connection with the Merger in exchange for a cash payment equal to $332,446.95, representing the difference between the exercise price of the option and $17.00 per share.
  • [F4]These options, which were immediately exercisable, were cancelled in connection with the Merger in exchange for a cash payment equal to $9,840.60, representing the difference between the exercise price of the option and $17.00 per share.
  • [F5]These options, which were immediately exercisable, were cancelled in connection with the Merger in exchange for a cash payment equal to $43,599.60, representing the difference between the exercise price of the option and $17.00 per share.
  • [F6]These options, which provided for equal vesting in 2011 and 2012 if certain performance goals were met, were cancelled in connection with the Merger in exchange for a cash payment equal to $266,670.00, representing the difference between the exercise price of the option and $17.00 per share.
  • [F7]These options, which provided for equal vesting in 2011 and 2012, were cancelled in connection with the Merger for a cash payment of $387,900.00, representing the difference between the exercise price of the option and $17.00 per share.

Issuer

NATIONAL DENTEX CORP /MA/

CIK 0000913616

Entity typeother

Related Parties

1
  • filerCIK 0001207974

Filing Metadata

Form type
4
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 1:59 PM ET
Size
19.9 KB