EPICEPT CORP 4
4 · EPICEPT CORP · Filed Dec 28, 2012
Insider Transaction Report
Form 4
EPICEPT CORPEPCT
Cook Robert W.
CFO-SVP- Finance & Admin.
Transactions
- Exercise/Conversion
Restricted Stock Units
2012-12-27−100,000→ 0 totalExercise: $0.00→ Common Stock (100,000 underlying) - Exercise/Conversion
Common Stock
2012-12-27+350,000→ 504,957 total - Exercise/Conversion
Common Stock
2012-12-27+100,000→ 154,957 total
Footnotes (4)
- [F1]Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The shares of common stock underlying the Restricted Stock Units vested on December 27, 2012 upon determination by the issuers Board of Directors that the vesting conditions had been satisfied.
- [F2]Represents the conversion upon vesting of Restricted Stock Units into Common Stock. On February 6, 2012, the reporting person was granted 350,000 Restricted Stock Units. The shares of common stock underlying the Restricted Stock Units vested on December 27, 2012 upon determination by the issuers Board of Directors that the vesting conditions had been satisfied. Such Restricted Stock Units were not previously reported in Table II on a Form 4.
- [F3]The Restricted Stock Units were to vest and be settled by being converted into shares of Common Stock upon the completion of certain predetermined objectives prior to 3/31/2013.
- [F4]The Restricted Stock Units were to expire upon reporting person's resignation as officer prior to 3/31/2013.