4//SEC Filing
SABIN DAVID C 4
Accession 0001208774-10-000004
CIK 0000739878other
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 5:27 PM ET
Size
14.9 KB
Accession
0001208774-10-000004
Insider Transaction Report
Form 4
SABIN DAVID C
President - Kids Line/CoCaLo
Transactions
- Disposition to Issuer
Common Stock, $0.10 stated value per share
2010-12-14$9.16/sh−11,781$107,914→ 63,219 total - Sale
Common Stock, $0.10 stated value per share
2010-12-14$9.30/sh−5,000$46,500→ 20,000 total - Exercise/Conversion
Stock Appreciation Right
2010-12-13−50,000→ 100,000 totalExercise: $4.68From: 2010-12-11Exp: 2019-12-11→ Common Stock (50,000 underlying) - Exercise/Conversion
Common Stock, $0.10 stated value per share
2010-12-13$4.68/sh+50,000$234,000→ 75,000 total - Disposition to Issuer
Common Stock, $0.10 stated value per share
2010-12-14$9.16/sh−25,547$234,011→ 37,672 total - Sale
Common Stock, $0.10 stated value per share
2010-12-14$9.30/sh−12,672$117,850→ 25,000 total
Footnotes (6)
- [F1]Includes 25,000 restricted stock units granted on December 11, 2009 pursuant to the Issuer's Equity Incentive Plan ("EIP"), which vest ratably over a 5-year period commencing 12/11/10.
- [F2]Part of the exercised stock appreciation rights set forth in Table II were settled in cash in the amount of $107,920, representing a deemed sale of 11,781 shares at a per share price of $9.16 (in accordance with the terms of the EIP and the relevant award agreement).
- [F3]The remainder of the exercised stock appreciation rights set forth in Table II were settled in stock, representing a deemed sale to the Issuer of the number of shares shown at a per share price of $9.16 (in accordance with the terms of the EIP and the relevant award agreement).
- [F4]Represents restricted stock units granted on 12/1//09 pursuant to the EIP, which vest ratably over a 5-year period commencing 12/11/10 (5,000 of which were settled in stock on 12/11/10 in accordance with the terms of the EIP and the relevant award agreement.
- [F5]Represents the exercise of 50,000 vested stock appreciation rights granted under the EIP, partially for cash and partially for stock, as explained in footnotes 2 and 3 above.
- [F6]Represents 100,000 stock appreciation rights granted on December 11, 2009 pursuant to the EIP, which vest ratably over a 3-year period commencing 12/1//10.
Documents
Issuer
KID BRANDS, INC
CIK 0000739878
Entity typeother
Related Parties
1- filerCIK 0001208774
Filing Metadata
- Form type
- 4
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 5:27 PM ET
- Size
- 14.9 KB