Zwerdling Jeffrey M. 4
4 · Wheeler Real Estate Investment Trust, Inc. · Filed Feb 6, 2018
Insider Transaction Report
Form 4
Zwerdling Jeffrey M.
Director
Transactions
- Award
Common Stock
2018-02-06$7.16/sh+5,237$37,497→ 53,007 total - Award
Common Stock
2018-02-06$9.98/sh+1,278$12,754→ 47,770 total
Holdings
- 1,111(indirect: Held in profit sharing plan)
Common Stock
- 750(indirect: By Spouse)
Common Stock
- 4,000(indirect: Held in profit sharing plan)
Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (2,500 underlying) - 12,000
Common Stock Warrants
Exercise: $44.00→ Common Stock (1,500 underlying) - 4,000(indirect: By Spouse)
Series D Cumulative Convertible Preferred Stock
Exercise: $16.76→ Common Stock (5,896 underlying) - 10,000
Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (6,250 underlying) - 4,800(indirect: Held in profit sharing plan)
Common Stock Warrants
Exercise: $44.00→ Common Stock (600 underlying)
Footnotes (5)
- [F1]Granted for fourth quarter and annual board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on December 29, 2017.
- [F2]Granted for fourth quarter and annual board fees based upon the closing price of the Company's common stock on January 12, 2018.
- [F3]Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") became convertible into shares of the Company's common stock at $16.76 per share upon completion of the Company's September 2016, December 2016 and January 2018 public offerings of the Series D Stock. The Series D Stock has no expiration date.
- [F4]Each share of Series B Convertible Preferred Stock (the "Series B Stock") became convertible into shares of the Company's common stock at $40.00 per share upon completion of the Company's April 2014 and September 2014 public offerings of Series B Stock and common stock warrants. The Series B Stock has no expiration date.
- [F5]Each common stock warrant became exercisable at $44.00 per share upon completion of the Company's April 2014 and September 2014 public offerings of Series B Stock and common stock warrants. The common stock warrants expire on April 29, 2019.