OmniAb, Inc.·4

Jan 30, 4:07 PM ET

HIGGINS JOHN L 4

4 · OmniAb, Inc. · Filed Jan 30, 2026

Research Summary

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OmniAb (OABI) Director John L. Higgins Receives 13,172 Shares (RSU Vest)

What Happened
John L. Higgins, a director of OmniAb, had 13,172 restricted stock units (RSUs vest) on January 30, 2026. The Form 4 reports a conversion/exercise-type transaction (code M) for 13,172 shares (acquired via conversion) and an entry showing 13,172 shares disposed at $0.00. No cash proceeds are reported for the disposal.

Key Details

  • Transaction date: 2026-01-30. Transaction code: M (exercise/conversion of derivative).
  • Reported activity: 13,172 shares converted/acquired (N/A price) and 13,172 shares disposed at $0.00.
  • Shares owned after transaction: not specified in the provided filing.
  • Footnotes: F1 — these shares represent an RSU vesting installment (RSUs vest in three substantially equal annual installments beginning Jan 30, 2024, subject to continued service). F2 — each RSU equals the contingent right to receive one share of common stock.
  • Filing timeliness: filed the same day (no late filing indicated).

Context
This filing documents RSU vesting and conversion rather than an open-market purchase or sale. The reported $0.00 disposal indicates the shares were not sold for cash on the open market; such zero-dollar dispositions commonly reflect net settlement, tax withholding, or administrative transfers tied to RSU settlement rather than a market sale. This is routine compensation-related activity and should be interpreted accordingly.

Insider Transaction Report

Form 4
Period: 2026-01-30
Transactions
  • Exercise/Conversion

    Common Stock

    [F1][F2]
    2026-01-30+13,1722,942,320 total
  • Exercise/Conversion

    Restricted Stock Units

    [F2][F1]
    2026-01-3013,17220,000 total
    Common Stock (13,172 underlying)
Footnotes (2)
  • [F1]Represents the vesting of an RSU which occurs in three substantially equal annual installments, beginning January 30th, 2024, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
  • [F2]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
Signature
By: /s/ Charles S. Berkman, Attorney-in-Fact For: John L. Higgins|2026-01-30

Documents

1 file
  • 4
    wk-form4_1769807242.xmlPrimary

    FORM 4