Roivant Sciences Ltd.·4

Apr 21, 6:32 PM ET

MOMTAZEE JAMES C 4

4 · Roivant Sciences Ltd. · Filed Apr 21, 2026

Research Summary

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Roivant (ROIV) Director James Momtazee Receives 469-Share Award

What Happened

  • James C. Momtazee, a non-employee director of Roivant Sciences Ltd. (ROIV), was granted 469 common shares that were fully vested on 2026-04-17. The award shows an acquisition of 469 shares at $0.00.
  • To satisfy tax withholding, the issuer net-settled 94 of those shares at $29.83 per share, resulting in a disposition/value of approximately $2,804. This is an award (A) with a tax-withholding net settlement (F), not an open-market purchase or sale.

Key Details

  • Transaction date: 2026-04-17 (reported on Form 4 filed 2026-04-21).
  • Award: 469 shares granted/vested (code A) at $0.00 reported price.
  • Tax withholding/net settlement: 94 shares withheld (code F) at $29.83 per share ≈ $2,804.
  • Shares owned after transaction: not specified in the provided details.
  • Footnotes: F1 notes the shares were granted under the Non-Employee Director Compensation Plan and were fully vested on the grant date. F2 explains the 94-share disposition reflects the issuer’s net settlement of shares to satisfy tax withholding.
  • Filing timeliness: Form 4 was filed on 2026-04-21 for a 2026-04-17 transaction; this appears to be timely (filed within the SEC’s two-business-day window).

Context

  • This was not a buy or sell signaling market sentiment; it was a routine director compensation award with a standard net-share settlement to cover tax obligations. For retail investors, purchases by insiders can be more directly informative than routine compensation-related transactions like this one.

Insider Transaction Report

Form 4
Period: 2026-04-17
Transactions
  • Award

    Common Shares

    [F1]
    2026-04-17+469109,499 total
  • Tax Payment

    Common Shares

    [F2]
    2026-04-17$29.83/sh94$2,804109,405 total
Footnotes (2)
  • [F1]Reflects an award of Common Shares received pursuant to the Issuer's Non-Employee Director Compensation Plan that was fully vested as of the grant date.
  • [F2]Represents the "net settlement" by the Issuer of Common Shares previously granted to the reporting person pursuant to the Issuer's Non-Employee Director Compensation Plan in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such Common Shares.
Signature
By: /s/ Jo Chen, as Attorney-in-Fact for James C Momtazee|2026-04-21

Documents

1 file
  • 4
    wk-form4_1776810776.xmlPrimary

    FORM 4