HARDIN DAVID L 4

4 · HAWTHORNE FINANCIAL CORP · Filed Aug 13, 2003

Form 4

Period: 2003-08-12

Executive Vice President

Transactions

Exercise/Conversion
Common Stock Options (right to buy)
2003-08-12−1,000→ 12,000 total
Exercise: $32.68From: 2003-07-23Exp: 2012-07-23→ Common Stock (1,000 underlying)
Exercise/Conversion
Common Stock
2003-08-12$8.22/sh+3,600$29,603→ 2,567 total
Exercise/Conversion
Common Stock
2003-08-12$32.68/sh+1,000$32,677→ 2,567 total
Exercise/Conversion
Common Stock Options (right to buy)
2003-08-12−3,600→ 15,000 total
Exercise: $8.22From: 2003-07-18Exp: 2010-07-18→ Common Stock (3,600 underlying)
Exercise/Conversion
Common Stock
2003-08-12$19.86/sh+2,000$39,724→ 2,567 total
Exercise/Conversion
Common Stock Option s (right to buy)
2003-08-12−2,000→ 13,000 total
Exercise: $19.86From: 2003-01-29Exp: 2012-01-29→ Common Stock (2,000 underlying)
Sale
Common Stock
2003-08-12$35.50/sh−6,600$234,300→ 2,567 total

Footnotes (3)

[F1]Option granted pursuant to 16b-3 plan. The option vests three years from the grant date.
[F2]Option granted pursuant to 16b-3 plan. The option vests in five equal installments beginning on 1/29/03.
[F3]Option granted pursuant to 16b-3 plan. The option vests in five equal installments beginning on 7/23/03.

Documents

2 files