BROCADE COMMUNICATIONS SYSTEMS INC 4

Accession 0001209191-03-017910

CIK 0001009626operating

View on SEC.gov Company Profile

Filed

Aug 18, 8:00 PM ET

Accepted

Aug 19, 7:11 PM ET

Size

14.0 KB

Accession

0001209191-03-017910

Insider Transaction Report

Form 4

Period: 2003-08-15

BROCADE COMMUNICATIONS SYSTEMS INCBRCD

BONDERSON PAUL R JR

CTO

Transactions

Award
Non-qualified Stock Option (right to buy)
2003-08-15+400,000→ 400,000 total
Exercise: $5.53From: 2003-09-15Exp: 2010-08-15→ Common Stock (400,000 underlying)

Holdings

Common Stock
(indirect: By Partnership)
162,000
Non-qualified Stock Option (right to buy)
Exercise: $6.54From: 2003-07-10Exp: 2013-07-10→ Common Stock (110,000 underlying)
110,000
Common Stock
(indirect: By Foundation)
108,000
Incentive Stock Option (right to buy)
Exercise: $0.63From: 2000-02-26Exp: 2009-02-26→ Common Stock (268,000 underlying)
268,000
Common Stock
8,891
Non-qualified Stock Option (right to buy)
Exercise: $6.54From: 2003-07-10Exp: 2013-07-10→ Common Stock (177,334 underlying)
177,334
Non-qualified Stock Option (right to buy)
Exercise: $6.54From: 2003-07-10Exp: 2013-07-10→ Common Stock (42,945 underlying)
42,945
Non-qualified Stock Option (right to buy)
Exercise: $6.54From: 2003-07-10Exp: 2013-07-10→ Common Stock (5,996 underlying)
5,996
Common Stock
(indirect: by Daughter)
6,736
Common Stock
(indirect: By Trust)
2,180,762
Non-qualified Stock Option (right to buy)
Exercise: $6.54From: 2003-07-10Exp: 2013-07-10→ Common Stock (87,280 underlying)
87,280

Footnotes (14)

[F1]Beneficial ownership disclosure only. Shares held by the Bonderson Family Living Trust DTD 6/28/94, over which the Reporting Person and his spouse exercise investment and voting control.
[F10]Beneficial ownership disclosure only. 47,607 options vest monthly from November 1, 2003 through November 1, 2004; 39,673 options vest monthly from November 1, 2004 through November 1, 2005.
[F11]Beneficial ownership disclosure only. 5,996 options vest on July 10, 2003.
[F12]The price of the deritive security will be determined at a future date upon exercise of the option.
[F13]Options vest monthly from September 15, 2003 through August 15, 2007.
[F14]Beneficial ownership disclosure only. 67,000 options vest on February 26, 2000; 201,000 options vest monthly from March 26, 2000 through February 26, 2003.
[F2]Beneficial ownership disclosure only. Shares held by the Bonderson Family Foundation, over which the Reporting Person and his spouse exercise investment and voting control.
[F3]Beneficial ownership disclosure only. Shares held by PRB Family Partners LP, over which the Reporting Person and his spouse exercise investment and voting control.
[F4]Beneficial ownership disclosure only. Shares held by Reporting Person's daughter, as to which Reporting Person disclaims beneficial ownership.
[F5]Beneficial ownership disclosure only. Shares held by Reporting Person's son, as to which Reporting Person disclaims beneficial ownership.
[F6]Beneficial ownership disclosure only.
[F7]Beneficial ownership disclosure only. 157,593 options vest on July 10, 2003; 19,741 options vest monthly from August 1, 2003 through November 1, 2003.
[F8]Beneficial ownership disclosure only. 60,000 options vest monthly from November 1, 2003 through November 1, 2004; 50,000 options vest monthly from November 1, 2004 through November 1, 2005.
[F9]Beneficial ownership disclosure only. 38,164 options vest on July 10, 2003; 4,781 options vest monthly from August 1, 2003 through November 1, 2003.

Documents

1 file

4
bpa92594_bpa2prb.xmlPrimary
MAIN DOCUMENT DESCRIPTION

Issuer

BROCADE COMMUNICATIONS SYSTEMS INC

CIK 0001009626

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001009626

Filing Metadata

Form type: 4
Filed: Aug 18, 8:00 PM ET
Accepted: Aug 19, 7:11 PM ET
Size: 14.0 KB

View on SEC.gov