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4//SEC Filing

LYNCH LELAND T 4

Accession 0001209191-03-022229

CIK 0000926763other
View on SEC.govCompany Profile

Filed

Sep 18, 8:00 PM ET

Accepted

Sep 19, 2:05 PM ET

Size

13.7 KB

Accession

0001209191-03-022229

Insider Transaction Report

Form 4
Period: 2003-09-18
ASV INC /MN/asvi
LYNCH LELAND T
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2003-09-18$12.00/sh+750$9,000→ 82,250 total
  • Exercise/Conversion

    Common Stock

    2003-09-18$8.38/sh+1,500$12,563→ 81,500 total
  • Exercise/Conversion

    Non-Incentive Stock Option

    2003-09-18−1,500→ 1,500 total
    Exercise: $8.38From: 2002-01-02Exp: 2006-01-02→ Common Stock (3,000 underlying)
  • Exercise/Conversion

    Non-Incentive Stock Option

    2003-09-18−750→ 2,250 total
    Exercise: $12.00From: 2003-01-02Exp: 2007-01-02→ Common Stock (3,000 underlying)
Holdings

  • Common Stock

    (indirect: In Custodial Account)
    6,650

  • Non-Incentive Stock Option

    Exercise: $18.00From: 2001-01-18Exp: 2005-01-18→ Common Stock (5,000 underlying)
    5,000

  • Common Stock

    (indirect: Held in Retirement Plan)
    8,500

  • Non-Incentive Stock Option

    Exercise: $17.88From: 2000-01-04Exp: 2004-01-04→ Common Stock (1,000 underlying)
    1,000

  • Common Stock

    (indirect: By Spouse)
    10,000

  • Common Stock

    (indirect: In Custodial Account)
    4,000

  • Non-Incentive Stock Option

    Exercise: $8.09From: 2004-01-02Exp: 2008-01-02→ Common Stock (3,000 underlying)
    3,000

  • Non-Incentive Stock Option

    Exercise: $8.38From: 2002-01-02Exp: 2006-01-02→ Common Stock (3,000 underlying)
    1,500

  • Non-Incentive Stock Option

    Exercise: $12.00From: 2003-01-02Exp: 2007-01-02→ Common Stock (3,000 underlying)
    2,250
Footnotes (4)
  • [F1]These shares are held in a custodial account for the benefit of the reporting person's grandchildren. The reporting person's spouse is the custodian of the account.
  • [F2]These shares are held in a custodial account for the benefit of the reporting person's grandchildren. The reporting person is custodian of the account.
  • [F3]Exercisable in 25% annual installments beginning one year after the date of issuance.
  • [F4]Not relevant to this transaction.

Documents

1 file

Issuer

ASV INC /MN/

CIK 0000926763

→
Entity typeother

Related Parties

1
  • filerCIK 0001246134

Filing Metadata

Form type
4
Filed
Sep 18, 8:00 PM ET
Accepted
Sep 19, 2:05 PM ET
Size
13.7 KB
View on SEC.gov