LYNCH LELAND T 4

4 · ASV INC /MN/ · Filed Sep 19, 2003

Form 4

Period: 2003-09-18

Director

Transactions

Exercise/Conversion
Common Stock
2003-09-18$12.00/sh+750$9,000→ 82,250 total
Exercise/Conversion
Common Stock
2003-09-18$8.38/sh+1,500$12,563→ 81,500 total
Exercise/Conversion
Non-Incentive Stock Option
2003-09-18−1,500→ 1,500 total
Exercise: $8.38From: 2002-01-02Exp: 2006-01-02→ Common Stock (3,000 underlying)
Exercise/Conversion
Non-Incentive Stock Option
2003-09-18−750→ 2,250 total
Exercise: $12.00From: 2003-01-02Exp: 2007-01-02→ Common Stock (3,000 underlying)

Holdings

Common Stock
(indirect: In Custodial Account)
6,650
Non-Incentive Stock Option
Exercise: $18.00From: 2001-01-18Exp: 2005-01-18→ Common Stock (5,000 underlying)
5,000
Common Stock
(indirect: Held in Retirement Plan)
8,500
Non-Incentive Stock Option
Exercise: $17.88From: 2000-01-04Exp: 2004-01-04→ Common Stock (1,000 underlying)
1,000
Common Stock
(indirect: By Spouse)
10,000
Common Stock
(indirect: In Custodial Account)
4,000
Non-Incentive Stock Option
Exercise: $8.09From: 2004-01-02Exp: 2008-01-02→ Common Stock (3,000 underlying)
3,000
Non-Incentive Stock Option
Exercise: $8.38From: 2002-01-02Exp: 2006-01-02→ Common Stock (3,000 underlying)
1,500
Non-Incentive Stock Option
Exercise: $12.00From: 2003-01-02Exp: 2007-01-02→ Common Stock (3,000 underlying)
2,250

Footnotes (4)

[F1]These shares are held in a custodial account for the benefit of the reporting person's grandchildren. The reporting person's spouse is the custodian of the account.
[F2]These shares are held in a custodial account for the benefit of the reporting person's grandchildren. The reporting person is custodian of the account.
[F3]Exercisable in 25% annual installments beginning one year after the date of issuance.
[F4]Not relevant to this transaction.

Documents

1 file