REDENVELOPE INC 4

Accession 0001209191-03-023535

CIK 0001236038operating

View on SEC.gov Company Profile

Filed

Sep 29, 8:00 PM ET

Accepted

Sep 30, 6:57 PM ET

Size

32.6 KB

Accession

0001209191-03-023535

Insider Transaction Report

Form 4

Period: 2003-09-30

REDENVELOPE INCREDE

DOUGERY JOHN R & MARILYN R TRUSTEES DOUGERY REVOCABLE TRUST

10% Owner

Transactions

Conversion
Series C Preferred Stock
2003-09-30−1,587→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (2,589 underlying)
Conversion
Series F Preferred Stock
2003-09-30−1,930→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (1,906 underlying)
Conversion
Series B Preferred Stock
2003-09-30−10,245→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (10,245 underlying)
Conversion
Series E Preferred Stock
2003-09-30−9,488→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (12,068 underlying)
Conversion
Series F Preferred Stock
2003-09-30−5,790→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (5,721 underlying)
Conversion
Common Stock
2003-09-30+18,555→ 19,029 total(indirect: See footnote)
Conversion
Common Stock
2003-09-30+6,154→ 6,312 total(indirect: See footnote)
Conversion
Common Stock
2003-09-30+24,374→ 24,784 total(indirect: See footnote)
Conversion
Series B Preferred Stock
2003-09-30−24,765→ 0 total
Exercise: $0.00→ Common Stock (24,765 underlying)
Conversion
Series C Preferred Stock
2003-09-30−528→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (834 underlying)
Conversion
Series B Preferred Stock
2003-09-30−4,269→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (4,269 underlying)
Conversion
Series C Preferred Stock
2003-09-30−3,841→ 0 total
Exercise: $0.00→ Common Stock (6,074 underlying)
Conversion
Common Stock
2003-09-30+44,673→ 45,821 total
Conversion
Series F Preferred Stock
2003-09-30−7,071→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (6,990 underlying)
Conversion
Series B Preferred Stock
2003-09-30−3,414→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (3,414 underlying)
Conversion
Series C Preferred Stock
2003-09-30−662→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (1,047 underlying)
Conversion
Series F Preferred Stock
2003-09-30−13,994→ 0 total
Exercise: $0.00→ Common Stock (13,834 underlying)

DOUGERY MARILYN R

10% Owner

Transactions

Conversion
Common Stock
2003-09-30+44,673→ 45,821 total
Conversion
Series B Preferred Stock
2003-09-30−10,245→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (10,245 underlying)
Conversion
Common Stock
2003-09-30+24,374→ 24,784 total(indirect: See footnote)
Conversion
Series B Preferred Stock
2003-09-30−24,765→ 0 total
Exercise: $0.00→ Common Stock (24,765 underlying)
Conversion
Series B Preferred Stock
2003-09-30−3,414→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (3,414 underlying)
Conversion
Series E Preferred Stock
2003-09-30−9,488→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (12,068 underlying)
Conversion
Series C Preferred Stock
2003-09-30−662→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (1,047 underlying)
Conversion
Series F Preferred Stock
2003-09-30−5,790→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (5,721 underlying)
Conversion
Series F Preferred Stock
2003-09-30−7,071→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (6,990 underlying)
Conversion
Series C Preferred Stock
2003-09-30−528→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (834 underlying)
Conversion
Common Stock
2003-09-30+18,555→ 19,029 total(indirect: See footnote)
Conversion
Series C Preferred Stock
2003-09-30−1,587→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (2,589 underlying)
Conversion
Series F Preferred Stock
2003-09-30−13,994→ 0 total
Exercise: $0.00→ Common Stock (13,834 underlying)
Conversion
Series F Preferred Stock
2003-09-30−1,930→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (1,906 underlying)
Conversion
Series C Preferred Stock
2003-09-30−3,841→ 0 total
Exercise: $0.00→ Common Stock (6,074 underlying)
Conversion
Series B Preferred Stock
2003-09-30−4,269→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (4,269 underlying)
Conversion
Common Stock
2003-09-30+6,154→ 6,312 total(indirect: See footnote)

DOUGERY JOHN R

10% Owner

Transactions

Conversion
Series F Preferred Stock
2003-09-30−1,930→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (1,906 underlying)
Conversion
Common Stock
2003-09-30+44,673→ 45,821 total
Conversion
Series F Preferred Stock
2003-09-30−13,994→ 0 total
Exercise: $0.00→ Common Stock (13,834 underlying)
Conversion
Series B Preferred Stock
2003-09-30−24,765→ 0 total
Exercise: $0.00→ Common Stock (24,765 underlying)
Conversion
Series F Preferred Stock
2003-09-30−5,790→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (5,721 underlying)
Conversion
Series B Preferred Stock
2003-09-30−3,414→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (3,414 underlying)
Conversion
Series B Preferred Stock
2003-09-30−4,269→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (4,269 underlying)
Conversion
Series B Preferred Stock
2003-09-30−10,245→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (10,245 underlying)
Conversion
Series C Preferred Stock
2003-09-30−3,841→ 0 total
Exercise: $0.00→ Common Stock (6,074 underlying)
Conversion
Common Stock
2003-09-30+6,154→ 6,312 total(indirect: See footnote)
Conversion
Series F Preferred Stock
2003-09-30−7,071→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (6,990 underlying)
Conversion
Series E Preferred Stock
2003-09-30−9,488→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (12,068 underlying)
Conversion
Common Stock
2003-09-30+18,555→ 19,029 total(indirect: See footnote)
Conversion
Common Stock
2003-09-30+24,374→ 24,784 total(indirect: See footnote)
Conversion
Series C Preferred Stock
2003-09-30−1,587→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (2,589 underlying)
Conversion
Series C Preferred Stock
2003-09-30−528→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (834 underlying)
Conversion
Series C Preferred Stock
2003-09-30−662→ 0 total(indirect: See footnote)
Exercise: $0.00→ Common Stock (1,047 underlying)

Footnotes (11)

[F1]Per SEC instruction, column left blank.
[F10]1 share of Series E Preferred Stock is convertible into 1.27197 shares of the Issuer's Common Stock.
[F11]1 share of Series F Preferred Stock converts into 0.98855 shares of the Issuer's Common Stock.
[F2]These shares are owned directly by the Dougery Revocable Trust and indirectly by John R. Dougery and Marilyn R. Dougery as trustees of the trust.
[F3]These shares are held in family trusts and are owned indirectly by Marilyn R. Dougery and John R. Dougery, who is the trustee of such trusts.
[F4]These shares are held in family trusts and are owned indirectly by John R. Dougery and Marilyn R. Dougery, who is the trustee of such trusts. Mr. Dougery disclaims beneficial ownership of these securities for purposes of Section 16 or for any other purpose.
[F5]These shares are owned directly by Dougery Ventures LLC and indirectly by John R. Dougery, who is the managing member of Dougery Ventures LLC, and Marilyn R. Dougery. Mr. and Mrs. Dougery disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
[F6]1 share of Series B Preferred Stock is convertible into 1 share of the Issuer's Common Stock.
[F7]Immediately exercisable.
[F8]Not applicable.
[F9]1 share of Series C Preferred Stock is convertible into 1.58158 shares of the Issuer's Common Stock.

Documents

2 files

Issuer

REDENVELOPE INC

CIK 0001236038

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001236038

Filing Metadata

Form type: 4
Filed: Sep 29, 8:00 PM ET
Accepted: Sep 30, 6:57 PM ET
Size: 32.6 KB

View on SEC.gov