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MACHENS G MICHAEL 4

Accession 0001209191-03-023549

CIK 0001236038other
View on SEC.govCompany Profile

Filed

Sep 29, 8:00 PM ET

Accepted

Sep 30, 7:37 PM ET

Size

18.9 KB

Accession

0001209191-03-023549

Insider Transaction Report

Form 4
Period: 2003-09-30
REDENVELOPE INCREDE
SMITH CECE
10% Owner
Transactions
  • Conversion

    Common Stock

    2003-09-30+97,386→ 97,386 total
  • Conversion

    Series D Preferred Stock

    2003-09-30−17,543→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (31,547 underlying)
  • Conversion

    Series E Preferred Stock

    2003-09-30−21,563→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (27,427 underlying)
  • Conversion

    Series F Preferred Stock

    2003-09-30−23,421→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (23,152 underlying)
  • Conversion

    Series C Preferred Stock

    2003-09-30−9,649→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (15,260 underlying)
PHILLIPS DONALD J
10% Owner
Transactions
  • Conversion

    Series E Preferred Stock

    2003-09-30−21,563→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (27,427 underlying)
  • Conversion

    Common Stock

    2003-09-30+97,386→ 97,386 total
  • Conversion

    Series F Preferred Stock

    2003-09-30−23,421→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (23,152 underlying)
  • Conversion

    Series C Preferred Stock

    2003-09-30−9,649→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (15,260 underlying)
  • Conversion

    Series D Preferred Stock

    2003-09-30−17,543→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (31,547 underlying)
PHILLIPS SMITH SPECIALTY RETAIL GROUP III L P
10% Owner
Transactions
  • Conversion

    Series E Preferred Stock

    2003-09-30−21,563→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (27,427 underlying)
  • Conversion

    Series F Preferred Stock

    2003-09-30−23,421→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (23,152 underlying)
  • Conversion

    Common Stock

    2003-09-30+97,386→ 97,386 total
  • Conversion

    Series C Preferred Stock

    2003-09-30−9,649→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (15,260 underlying)
  • Conversion

    Series D Preferred Stock

    2003-09-30−17,543→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (31,547 underlying)
MACHENS G MICHAEL
10% Owner
Transactions
  • Conversion

    Common Stock

    2003-09-30+97,386→ 97,386 total
  • Conversion

    Series D Preferred Stock

    2003-09-30−17,543→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (31,547 underlying)
  • Conversion

    Series C Preferred Stock

    2003-09-30−9,649→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (15,260 underlying)
  • Conversion

    Series F Preferred Stock

    2003-09-30−23,421→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (23,152 underlying)
  • Conversion

    Series E Preferred Stock

    2003-09-30−21,563→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (27,427 underlying)
PHILLIPS SMITH MANAGEMENT CO LP
10% Owner
Transactions
  • Conversion

    Series D Preferred Stock

    2003-09-30−17,543→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (31,547 underlying)
  • Conversion

    Common Stock

    2003-09-30+97,386→ 97,386 total
  • Conversion

    Series E Preferred Stock

    2003-09-30−21,563→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (27,427 underlying)
  • Conversion

    Series F Preferred Stock

    2003-09-30−23,421→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (23,152 underlying)
  • Conversion

    Series C Preferred Stock

    2003-09-30−9,649→ 0 total
    Exercise: $0.00From: 2003-09-30→ Common Stock (15,260 underlying)
Footnotes (9)
  • [F1]Per SEC instruction, column left blank.
  • [F2]These shares are owned indirectly by Phillips-Smith Management Company, L.P., the general partner of Phillips-Smith Specialty Retail Group III, L.P., and each of Donald J. Phillips, Cece Smith and G. Michael Machens, the general partners of Phillips-Smith Management Company, L.P. Messrs. Phillips, Machens and Ms. Smith disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.
  • [F3]These shares are owned directly by Phillips-Smith Specialty Retail Group III, L.P.
  • [F4]1 share of Series C Preferred Stock is convertible into 1.58158 shares of the Issuer's Common Stock.
  • [F5]Immediately exercisable.
  • [F6]Not applicable.
  • [F7]1 share of Series D Preferred Stock is convertible into 1.79828 shares of the Issuer's Common Stock.
  • [F8]1 share of Series E Preferred Stock is convertible into 1.27197 shares of the Issuer's Common Stock.
  • [F9]1 share of Series F Preferred Stock is convertible into 0.98855 shares of the Issuer's Common Stock.

Documents

2 files

Issuer

REDENVELOPE INC

CIK 0001236038

→
Entity typeother

Related Parties

1
  • filerCIK 0001190481

Filing Metadata

Form type
4
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 7:37 PM ET
Size
18.9 KB
View on SEC.gov