REDENVELOPE INC 4

Accession 0001209191-03-023650

CIK 0001236038operating

View on SEC.gov Company Profile

Filed

Sep 30, 8:00 PM ET

Accepted

Oct 1, 12:04 PM ET

Size

26.4 KB

Accession

0001209191-03-023650

Insider Transaction Report

Form 4

Period: 2003-09-30

REDENVELOPE INCREDE

WESTON PRESIDIO CAPITAL III L P

10% Owner

Transactions

Conversion
Common Stock
2003-09-30+435,225→ 435,225 total
Conversion
Series D Preferred Stock
2003-09-30−150,861→ 0 total
Exercise: $0.00→ Common Stock (271,290 underlying)
Conversion
Series F Preferred Stock
2003-09-30−802→ 0 total
Exercise: $0.00→ Common Stock (792 underlying)
Conversion
Series E Preferred Stock
2003-09-30−49,586→ 0 total
Exercise: $0.00→ Common Stock (63,071 underlying)
Conversion
Series C Preferred Stock
2003-09-30−1,319→ 0 total
Exercise: $0.00→ Common Stock (2,086 underlying)
Conversion
Series F Preferred Stock
2003-09-30−102,033→ 0 total
Exercise: $0.00→ Common Stock (100,864 underlying)
Conversion
Series D Preferred Stock
2003-09-30−7,509→ 0 total
Exercise: $0.00→ Common Stock (13,503 underlying)
Conversion
Series F Preferred Stock
2003-09-30−5,034→ 0 total
Exercise: $0.00→ Common Stock (4,976 underlying)
Conversion
Common Stock
2003-09-30+21,618→ 21,618 total
Conversion
Common Stock
2003-09-30+2,878→ 2,878 total
Conversion
Series E Preferred Stock
2003-09-30−2,468→ 0 total
Exercise: $0.00→ Common Stock (3,139 underlying)

LAZARUS MICHAEL P

10% Owner

Transactions

Conversion
Common Stock
2003-09-30+21,618→ 21,618 total
Conversion
Series F Preferred Stock
2003-09-30−5,034→ 0 total
Exercise: $0.00→ Common Stock (4,976 underlying)
Conversion
Series D Preferred Stock
2003-09-30−150,861→ 0 total
Exercise: $0.00→ Common Stock (271,290 underlying)
Conversion
Series F Preferred Stock
2003-09-30−102,033→ 0 total
Exercise: $0.00→ Common Stock (100,864 underlying)
Conversion
Series E Preferred Stock
2003-09-30−2,468→ 0 total
Exercise: $0.00→ Common Stock (3,139 underlying)
Conversion
Series F Preferred Stock
2003-09-30−802→ 0 total
Exercise: $0.00→ Common Stock (792 underlying)
Conversion
Series E Preferred Stock
2003-09-30−49,586→ 0 total
Exercise: $0.00→ Common Stock (63,071 underlying)
Conversion
Common Stock
2003-09-30+2,878→ 2,878 total
Conversion
Common Stock
2003-09-30+435,225→ 435,225 total
Conversion
Series D Preferred Stock
2003-09-30−7,509→ 0 total
Exercise: $0.00→ Common Stock (13,503 underlying)
Conversion
Series C Preferred Stock
2003-09-30−1,319→ 0 total
Exercise: $0.00→ Common Stock (2,086 underlying)

CRONIN MICHAEL F

10% Owner

Transactions

Conversion
Common Stock
2003-09-30+2,878→ 2,878 total
Conversion
Series F Preferred Stock
2003-09-30−802→ 0 total
Exercise: $0.00→ Common Stock (792 underlying)
Conversion
Series F Preferred Stock
2003-09-30−102,033→ 0 total
Exercise: $0.00→ Common Stock (100,864 underlying)
Conversion
Series F Preferred Stock
2003-09-30−5,034→ 0 total
Exercise: $0.00→ Common Stock (4,976 underlying)
Conversion
Series C Preferred Stock
2003-09-30−1,319→ 0 total
Exercise: $0.00→ Common Stock (2,086 underlying)
Conversion
Series D Preferred Stock
2003-09-30−150,861→ 0 total
Exercise: $0.00→ Common Stock (271,290 underlying)
Conversion
Series E Preferred Stock
2003-09-30−2,468→ 0 total
Exercise: $0.00→ Common Stock (3,139 underlying)
Conversion
Common Stock
2003-09-30+21,618→ 21,618 total
Conversion
Series E Preferred Stock
2003-09-30−49,586→ 0 total
Exercise: $0.00→ Common Stock (63,071 underlying)
Conversion
Common Stock
2003-09-30+435,225→ 435,225 total
Conversion
Series D Preferred Stock
2003-09-30−7,509→ 0 total
Exercise: $0.00→ Common Stock (13,503 underlying)

WPC ENTREPRENEUR FUND L P

10% Owner

Transactions

Conversion
Series D Preferred Stock
2003-09-30−150,861→ 0 total
Exercise: $0.00→ Common Stock (271,290 underlying)
Conversion
Series C Preferred Stock
2003-09-30−1,319→ 0 total
Exercise: $0.00→ Common Stock (2,086 underlying)
Conversion
Common Stock
2003-09-30+2,878→ 2,878 total
Conversion
Series F Preferred Stock
2003-09-30−102,033→ 0 total
Exercise: $0.00→ Common Stock (100,864 underlying)
Conversion
Series E Preferred Stock
2003-09-30−49,586→ 0 total
Exercise: $0.00→ Common Stock (63,071 underlying)
Conversion
Series F Preferred Stock
2003-09-30−802→ 0 total
Exercise: $0.00→ Common Stock (792 underlying)
Conversion
Common Stock
2003-09-30+435,225→ 435,225 total
Conversion
Common Stock
2003-09-30+21,618→ 21,618 total
Conversion
Series D Preferred Stock
2003-09-30−7,509→ 0 total
Exercise: $0.00→ Common Stock (13,503 underlying)
Conversion
Series E Preferred Stock
2003-09-30−2,468→ 0 total
Exercise: $0.00→ Common Stock (3,139 underlying)
Conversion
Series F Preferred Stock
2003-09-30−5,034→ 0 total
Exercise: $0.00→ Common Stock (4,976 underlying)

WESTON PRESIDIO CAPITAL MANAGEMENT III LLC

10% Owner

Transactions

Conversion
Series E Preferred Stock
2003-09-30−49,586→ 0 total
Exercise: $0.00→ Common Stock (63,071 underlying)
Conversion
Common Stock
2003-09-30+21,618→ 21,618 total
Conversion
Common Stock
2003-09-30+435,225→ 435,225 total
Conversion
Series F Preferred Stock
2003-09-30−5,034→ 0 total
Exercise: $0.00→ Common Stock (4,976 underlying)
Conversion
Series D Preferred Stock
2003-09-30−7,509→ 0 total
Exercise: $0.00→ Common Stock (13,503 underlying)
Conversion
Series C Preferred Stock
2003-09-30−1,319→ 0 total
Exercise: $0.00→ Common Stock (2,086 underlying)
Conversion
Series F Preferred Stock
2003-09-30−802→ 0 total
Exercise: $0.00→ Common Stock (792 underlying)
Conversion
Series F Preferred Stock
2003-09-30−102,033→ 0 total
Exercise: $0.00→ Common Stock (100,864 underlying)
Conversion
Series E Preferred Stock
2003-09-30−2,468→ 0 total
Exercise: $0.00→ Common Stock (3,139 underlying)
Conversion
Common Stock
2003-09-30+2,878→ 2,878 total
Conversion
Series D Preferred Stock
2003-09-30−150,861→ 0 total
Exercise: $0.00→ Common Stock (271,290 underlying)

Footnotes (16)

[F1]Per SEC instruction, column left blank.
[F10]The amounts shown represent the direct beneficial ownership of the Issuer's equity securities by Michael P. Lazarus.
[F11]1 share of Series D Preferred Stock is convertible into 1.79828 shares of the Issuer's Common Stock.
[F12]Immediately exercisable.
[F13]Not applicable.
[F14]1 share of Series E Preferred Stock is convertible into 1.27197 shares of the Issuer's Common Stock.
[F15]1 share of Series F Preferred Stock is convertible into 0.98855 shares of the Issuer's Common Stock.
[F16]1 share of Series C Preferred Stock is convertible into 1.58158 shares of the Issuer's Common Stock.
[F2]The amounts shown represent the direct beneficial ownership of the Issuer's securities by Weston Presidio Capital III, L.P.
[F3]Weston Presidio Capital Management III, LLC is the sole general partner of Weston Presidio Capital III, L.P. and as such has an indirect interest in the shares held by Weston Presidio Capital III, L.P. Weston Presidio Capital Management III, LLC disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein. The actual pecuniary interest therein is not readily determinable because it is subject to several variables.
[F4]Michael P. Lazarus is a managing member of Weston Presidio Capital Management III, LLC, the sole general partner of Weston Presidio Capital III, L.P. and as such has an indirect interest in the shares held by Weston Presidio Capital III, L.P. Michael P. Lazarus disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The actual pecuniary interest therein is not readily determinable because it is subject to several variables.
[F5]Michael F. Cronin is a managing member of Weston Presidio Capital Management III, LLC, the sole general partner of Weston Presidio Capital III, L.P. and as such has an indirect interest in the shares held by Weston Presidio Capital III, L.P. Michael F. Cronin disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The actual pecuniary interest therein is not readily determinable because it is subject to several variables.
[F6]The amounts shown represent the direct beneficial ownership of the Issuer's equity securities by WPC Entrepreneur Fund, L.P.
[F7]Weston Presidio Capital Management III, LLC is the sole general partner of WPC Entrepreneur Fund, L.P. and as such has an indirect interest in the shares held by WPC Entrepreneur Fund, L.P. Weston Presidio Capital Management III, LLC disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein. The actual pecuniary interest therein is not readily determinable because it is subject to several variables.
[F8]Michael P. Lazarus is a managing member of Weston Presidio Capital Management III, LLC, the sole general partner of WPC Entrepreneur Fund, L.P. and as such has an indirect interest in the shares held by WPC Entrepreneur Fund, L.P. Michael P. Lazarus disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The actual pecuniary interest therein is not readily determinable because it is subject to several variables.
[F9]Michael F. Cronin is a managing member of Weston Presidio Capital Management III, LLC, the sole general partner of WPC Entrepreneur Fund, L.P. and as such has an indirect interest in the shares held by WPC Entrepreneur Fund, L.P. Michael F. Cronin disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The actual pecuniary interest therein is not readily determinable because it is subject to several variables.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

REDENVELOPE INC

CIK 0001236038

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001236038

Filing Metadata

Form type: 4
Filed: Sep 30, 8:00 PM ET
Accepted: Oct 1, 12:04 PM ET
Size: 26.4 KB

View on SEC.gov