4//SEC Filing
BUTLER MARSHALL D 4
Accession 0001209191-03-025312
CIK 0000710807other
Filed
Oct 9, 8:00 PM ET
Accepted
Oct 10, 1:18 PM ET
Size
8.5 KB
Accession
0001209191-03-025312
Insider Transaction Report
Form 4
BUTLER MARSHALL D
Director10% Owner
Transactions
- Award
Stock Option to Buy
2003-10-08+130,000→ 0 totalExercise: $1.78From: 2003-10-08Exp: 2008-10-07→ Common Stock (130,000 underlying) - Award
Stock Option to Buy
2003-10-08+5,000→ 260,000 totalExercise: $1.78From: 2004-10-08Exp: 2008-10-07→ Common Stock (5,000 underlying)
Holdings
- 408,825
Common Stock
- 470,184(indirect: Footnote)
Common Stock
- 0
Warrants to Purchase Common Stock
Exercise: $1.42From: 2002-10-01Exp: 2012-09-30→ Common Stock (125,000 underlying)
Footnotes (5)
- [F1]Includes shares held in trust established by Mr. Butler over which he has no dispositive or voting powers. Mr. Butler disclaims beneficial ownership and pencuniary interest in such shares.
- [F2]These warrants were issued to Mr. Butler in connection with a sale and leaseback transaction entered into between a limited liability company in which Mr. Butler owns a 50% equity interest and a subsidiary of Alpha Technologies Group, Inc.
- [F3]Represents options granted in exchange for options cancelled on April 3, 2003, pursuant to the Company???s offer to exchange the then outstanding options.
- [F4]111,666 shares currently exercisable; 16,667 shares exercisable on January 9, 2004; 1,667 shares exercisable on September 24, 2004.
- [F5]These stock options were issued pursuant to the Company's 1994 Amended and Restated Stock Option Plan.
Documents
Issuer
ALPHA TECHNOLOGIES GROUP INC
CIK 0000710807
Entity typeother
Related Parties
1- filerCIK 0001187236
Filing Metadata
- Form type
- 4
- Filed
- Oct 9, 8:00 PM ET
- Accepted
- Oct 10, 1:18 PM ET
- Size
- 8.5 KB