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WEISEL THOMAS CAPITAL PARTNERS DUTCH II LP 4

Accession 0001209191-03-025793

CIK 0001115143other
View on SEC.govCompany Profile

Filed

Oct 15, 8:00 PM ET

Accepted

Oct 16, 1:27 PM ET

Size

36.1 KB

Accession

0001209191-03-025793

Insider Transaction Report

Form 4
Period: 2003-10-14
ACUSPHERE INCACUS
WEISEL THOMAS CAPITAL PARTNERS LP
10% Owner
Transactions
  • Conversion

    Series J-3 Convertible Preferred Stock

    2003-10-14−2,238,466→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (746,155 underlying)
  • Conversion

    Series F-2 Convertible Preferred Stock

    2003-10-14−2,493,423→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (512,717 underlying)
  • Conversion

    Series I-2 Convertible Preferred Stock

    2003-10-14−526,316→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (295,509 underlying)
  • Conversion

    Series J-2 Convertible Preferred Stock

    2003-10-14−3,546,099→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (591,017 underlying)
  • Conversion

    Common Stock

    2003-10-14+3,013,038→ 3,013,038 total(indirect: See Footnote)
  • Conversion

    10% Secured Convertible Promissory Note

    2003-10-14−7,360,207→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2004-06-30→ Common (867,644 underlying)
TWP CEO FOUNDERS CIRCLE QP LP
10% Owner
Transactions
  • Conversion

    Series F-2 Convertible Preferred Stock

    2003-10-14−2,493,423→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (512,717 underlying)
  • Conversion

    Series J-2 Convertible Preferred Stock

    2003-10-14−3,546,099→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (591,017 underlying)
  • Conversion

    10% Secured Convertible Promissory Note

    2003-10-14−7,360,207→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2004-06-30→ Common (867,644 underlying)
  • Conversion

    Series I-2 Convertible Preferred Stock

    2003-10-14−526,316→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (295,509 underlying)
  • Conversion

    Series J-3 Convertible Preferred Stock

    2003-10-14−2,238,466→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (746,155 underlying)
  • Conversion

    Common Stock

    2003-10-14+3,013,038→ 3,013,038 total(indirect: See Footnote)
TWP CEO FOUNDERS CIRCLE AI LP
10% Owner
Transactions
  • Conversion

    Common Stock

    2003-10-14+3,013,038→ 3,013,038 total(indirect: See Footnote)
  • Conversion

    Series F-2 Convertible Preferred Stock

    2003-10-14−2,493,423→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (512,717 underlying)
  • Conversion

    Series J-3 Convertible Preferred Stock

    2003-10-14−2,238,466→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (746,155 underlying)
  • Conversion

    Series I-2 Convertible Preferred Stock

    2003-10-14−526,316→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (295,509 underlying)
  • Conversion

    Series J-2 Convertible Preferred Stock

    2003-10-14−3,546,099→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (591,017 underlying)
  • Conversion

    10% Secured Convertible Promissory Note

    2003-10-14−7,360,207→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2004-06-30→ Common (867,644 underlying)
WEISEL THOMAS CAPITAL PARTNERS LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    2003-10-14+3,013,038→ 3,013,038 total(indirect: See Footnote)
  • Conversion

    Series I-2 Convertible Preferred Stock

    2003-10-14−526,316→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (295,509 underlying)
  • Conversion

    Series J-2 Convertible Preferred Stock

    2003-10-14−3,546,099→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (591,017 underlying)
  • Conversion

    Series J-3 Convertible Preferred Stock

    2003-10-14−2,238,466→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (746,155 underlying)
  • Conversion

    10% Secured Convertible Promissory Note

    2003-10-14−7,360,207→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2004-06-30→ Common (867,644 underlying)
  • Conversion

    Series F-2 Convertible Preferred Stock

    2003-10-14−2,493,423→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (512,717 underlying)
WEISEL THOMAS CAPITAL PARTNERS DUTCH LP
10% Owner
Transactions
  • Conversion

    Common Stock

    2003-10-14+3,013,038→ 3,013,038 total(indirect: See Footnote)
  • Conversion

    Series J-3 Convertible Preferred Stock

    2003-10-14−2,238,466→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (746,155 underlying)
  • Conversion

    10% Secured Convertible Promissory Note

    2003-10-14−7,360,207→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2004-06-30→ Common (867,644 underlying)
  • Conversion

    Series I-2 Convertible Preferred Stock

    2003-10-14−526,316→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (295,509 underlying)
  • Conversion

    Series J-2 Convertible Preferred Stock

    2003-10-14−3,546,099→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (591,017 underlying)
  • Conversion

    Series F-2 Convertible Preferred Stock

    2003-10-14−2,493,423→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (512,717 underlying)
WEISEL THOMAS CAPITAL PARTNERS DUTCH II LP
10% Owner
Transactions
  • Conversion

    10% Secured Convertible Promissory Note

    2003-10-14−7,360,207→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2004-06-30→ Common (867,644 underlying)
  • Conversion

    Common Stock

    2003-10-14+3,013,038→ 3,013,038 total(indirect: See Footnote)
  • Conversion

    Series I-2 Convertible Preferred Stock

    2003-10-14−526,316→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (295,509 underlying)
  • Conversion

    Series J-2 Convertible Preferred Stock

    2003-10-14−3,546,099→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (591,017 underlying)
  • Conversion

    Series F-2 Convertible Preferred Stock

    2003-10-14−2,493,423→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (512,717 underlying)
  • Conversion

    Series J-3 Convertible Preferred Stock

    2003-10-14−2,238,466→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (746,155 underlying)
WEISEL THOMAS CAPITAL PARTNERS EMPLOYEE FUND LP
10% Owner
Transactions
  • Conversion

    Series F-2 Convertible Preferred Stock

    2003-10-14−2,493,423→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (512,717 underlying)
  • Conversion

    Series I-2 Convertible Preferred Stock

    2003-10-14−526,316→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (295,509 underlying)
  • Conversion

    Series J-2 Convertible Preferred Stock

    2003-10-14−3,546,099→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (591,017 underlying)
  • Conversion

    Series J-3 Convertible Preferred Stock

    2003-10-14−2,238,466→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2003-10-14→ Common (746,155 underlying)
  • Conversion

    10% Secured Convertible Promissory Note

    2003-10-14−7,360,207→ 0 total(indirect: See Footnote)
    Exercise: $0.00From: 2003-10-14Exp: 2004-06-30→ Common (867,644 underlying)
  • Conversion

    Common Stock

    2003-10-14+3,013,038→ 3,013,038 total(indirect: See Footnote)
Footnotes (8)
  • [F1]The amount reported in Column 4 includes 2,583,216 shares held by Thomas Weisel Capital Partners, L.P., 59,863 shares held by TWP CEO Founder's Circle (AI), L.P., 218,056 shares held by TWP CEO Founder's Circle (QP), L.P., 60,435 shares held by Thomas Weisel Capital Partners (Dutch), L.P., 60,435 shares held by Thomas Weisel Capital Partners (Dutch II), L.P., 19,074 shares held by Thomas Weisel Capital Partners Employee Fund, L.P. and 12,079 shares held by TWP 2000 Co-Investment Fund, L.P. These shares were acquired upon conversions of the securities described in footnotes 2 through 6.
  • [F2]See "Notes to Footnote 2" in Exhibit 99.2.
  • [F3]See "Notes to Footnote 3" in Exhibit 99.2.
  • [F4]See "Notes to Footnote 4" in Exhibit 99.2.
  • [F5]See "Notes to Footnote 5" in Exhibit 99.2.
  • [F6]See "Notes to Footnote 6" in Exhibit 99.2.
  • [F7]These securities are preferred stock of Acusphere and do not have an expiration date. These securities automatically converted into shares of Acusphere's Common Stock upon the consummation of Acusphere's initial public offering on October 14, 2003.
  • [F8]The 10% Secured Convertible Promissory Notes were convertible into shares of common stock anytime prior to the maturity date, June 30, 2004. These securities automatically converted into shares of Acusphere's Common Stock upon consummation of Acusphere's initial public offering on October 14, 2003.

Documents

3 files

Issuer

ACUSPHERE INC

CIK 0001115143

→
Entity typeother

Related Parties

1
  • filerCIK 0001265421

Filing Metadata

Form type
4
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 1:27 PM ET
Size
36.1 KB
View on SEC.gov