COWART DANIEL B 4

4 · THERMOENERGY CORP · Filed Oct 20, 2003

Form 4

Period: 2003-07-14

10% Owner

Transactions

Conversion
Convertible Debenture
2003-07-14−44,506.07→ 0 total
Exercise: $1.05From: 1999-06-14Exp: 2004-06-13→ Common Stock (42,387 underlying)
Conversion
Common Stock
2003-07-14$1.05/sh+1,129,005$1,185,455→ 1,379,005 total
Conversion
Convertible Debenture
2003-07-14−390,532.81→ 0 total
Exercise: $1.05From: 2000-05-22Exp: 2005-05-21→ Common Stock (371,936 underlying)
Conversion
Convertible Debenture
2003-07-14−40,596.41→ 0 total
Exercise: $1.05From: 2000-02-07Exp: 2005-02-06→ Common Stock (38,663 underlying)
Conversion
Convertible Debenture
2003-07-14−107,635.45→ 0 total
Exercise: $1.05From: 1998-01-15Exp: 2003-07-14→ Common Stock (102,510 underlying)
Conversion
Convertible Debenture
2003-07-14−556,038.96→ 0 total
Exercise: $1.05From: 2000-10-04Exp: 2005-10-03→ Common Stock (529,561 underlying)
Conversion
Convertible Debenture
2003-07-14−46,145.45→ 0 total
Exercise: $1.05From: 1999-03-09Exp: 2004-03-08→ Common Stock (43,948 underlying)

Holdings

Footnotes (3)

[F1]Owned by a family limited partnership of which the reporting person is the majority member and manager of the general partner.
[F2]Held in irrevocable trusts for the benefit of the reporting person's minor children. The reporting person disclaims beneficial ownership of these shares.
[F3]Represents the face amount plus accrued interest, in dollars ($), of the convertible debenture that the reporting person elected to convert into common stock of the issuer.

Documents

1 file