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KARGES THOMAS R 4

Accession 0001209191-03-027959

CIK 0000926763other

View on SEC.gov Company Profile

Filed

Nov 2, 7:00 PM ET

Accepted

Nov 3, 10:41 AM ET

Size

26.0 KB

Accession

0001209191-03-027959

Insider Transaction Report

Form 4

Period: 2003-10-30

ASV INC /MN/asvi

KARGES THOMAS R

Chief Financial Officer

Transactions

Sale
Common Stock
2003-10-30$23.60/sh−1,500$35,400→ 47,578 total
Sale
Common Stock
2003-10-30$23.55/sh−5,000$117,750→ 39,078 total
Sale
Common Stock
2003-10-31$22.85/sh−2,000$45,700→ 15,365 total
Gift
Common Stock
2003-06-19−25→ 35,390 total
Exercise/Conversion
Common Stock
2003-10-30$12.22/sh+28,688$350,630→ 64,078 total
Sale
Common Stock
2003-10-31$23.16/sh−1,213$28,093→ 26,865 total
Exercise/Conversion
Non-Qualified Stock Option
2003-10-30−28,688→ 0 total
Exercise: $12.22From: 1997-12-21Exp: 2003-12-21→ Common Stock (28,688 underlying)
Sale
Common Stock
2003-10-30$23.30/sh−500$11,650→ 28,078 total
Sale
Common Stock
2003-10-30$23.65/sh−4,000$94,600→ 50,078 total
Sale
Common Stock
2003-10-30$23.57/sh−3,500$82,495→ 44,078 total
Sale
Common Stock
2003-10-30$23.61/sh−1,000$23,610→ 49,078 total
Sale
Common Stock
2003-10-30$23.45/sh−2,500$58,625→ 35,078 total
Sale
Common Stock
2003-10-30$23.70/sh−10,000$237,000→ 54,078 total
Sale
Common Stock
2003-10-31$23.00/sh−3,000$69,000→ 23,865 total
Sale
Common Stock
2003-10-31$22.90/sh−6,500$148,850→ 17,365 total
Sale
Common Stock
2003-10-30$23.31/sh−6,500$151,515→ 28,578 total
Exercise/Conversion
Common Stock
2003-10-31$12.22/sh+27,563$336,880→ 42,928 total
Exercise/Conversion
Incentive Stock Option
2003-10-31−27,563→ 0 total
Exercise: $12.22From: 1997-12-21Exp: 2003-12-21→ Common Stock (27,563 underlying)

Holdings

Incentive Stock Option
Exercise: $15.44From: 2001-02-01Exp: 2007-02-01→ Common Stock (10,000 underlying)
10,000
Incentive Stock Option
Exercise: $12.25From: 2002-02-01Exp: 2008-02-01→ Common Stock (7,500 underlying)
7,500
Incentive Stock Option
Exercise: $10.91From: 2003-02-01Exp: 2009-02-01→ Common Stock (8,000 underlying)
8,000
Incentive Stock Option
Exercise: $8.83From: 2004-02-26Exp: 2010-02-26→ Common Stock (60,000 underlying)
60,000
Non-Qualified Stock Option
Exercise: $18.33From: 1998-12-12Exp: 2004-12-21→ Common Stock (45,000 underlying)
45,000
Common Stock
(indirect: By 401(k))
5,524

Footnotes (2)

[F1]Not relevant to this transaction
[F2]Exercisable in 25% annual installments beginning one year after the date of issuance.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

ASV INC /MN/

CIK 0000926763

Entity typeother

Related Parties

1

filerCIK 0001240662

Filing Metadata

Form type: 4
Filed: Nov 2, 7:00 PM ET
Accepted: Nov 3, 10:41 AM ET
Size: 26.0 KB

View on SEC.gov