4//SEC Filing
SCHULMAN A INC 4
Accession 0001209191-03-028432
CIK 0000087565operating
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 3:31 PM ET
Size
9.1 KB
Accession
0001209191-03-028432
Insider Transaction Report
Form 4
SCHULMAN A INCSHLM
RHODES BARRY A
V.P. - N. American Sales
Transactions
- Exercise/Conversion
Common Shares
2003-10-31$13.17/sh+5,000$65,850→ 17,200 total - Exercise/Conversion
Common Shares
2003-10-31$13.99/sh+4,666$65,277→ 21,866 total - Sale
Common Shares
2003-10-31$19.41/sh−9,666$187,636→ 12,200 total - Exercise of In-Money
Option (Right to Buy)
2003-10-31$13.17/sh−5,000$65,850→ 5,000 totalExercise: $13.17From: 2002-08-31Exp: 2006-08-30→ Common Shares (5,000 underlying) - Exercise of In-Money
Option (Right to Buy)
2003-10-31$13.99/sh−4,666$65,277→ 9,334 totalExercise: $13.99From: 2003-10-18Exp: 2012-12-05→ Common Shares (4,666 underlying)
Footnotes (5)
- [F1]Includes 7,900 shares of restricted stock.
- [F2]This field is not applicable.
- [F3]Pursuant to the A. Schulman, Inc. 1991 Stock Incentive Plan (a Rule 16b-3 Plan) (the "1991 Plan"), 25% of the options became (or will become) exercisable on August 31 of each of the years 2002, 2003, 2004 and 2005.
- [F4]Pursuant to the A. Schulman, Inc. 2002 Equity Incentive Plan (a Rule 16b-3 Plan) (the "2002 Plan"), 33% of the options became (or will become) exercisable on October 18 of each of the years 2003, 2004 and 2005.
- [F5]All current and previously reported stock options granted pursuant to the 1991 Plan provide for tax withholding rights.
Documents
Issuer
SCHULMAN A INC
CIK 0000087565
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000087565
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 3:31 PM ET
- Size
- 9.1 KB