SCHULMAN A INC 4

4 · SCHULMAN A INC · Filed Nov 4, 2003

Form 4

Period: 2003-10-31

V.P. - N. American Sales

Transactions

Exercise/Conversion
Common Shares
2003-10-31$13.17/sh+5,000$65,850→ 17,200 total
Exercise/Conversion
Common Shares
2003-10-31$13.99/sh+4,666$65,277→ 21,866 total
Sale
Common Shares
2003-10-31$19.41/sh−9,666$187,636→ 12,200 total
Exercise of In-Money
Option (Right to Buy)
2003-10-31$13.17/sh−5,000$65,850→ 5,000 total
Exercise: $13.17From: 2002-08-31Exp: 2006-08-30→ Common Shares (5,000 underlying)
Exercise of In-Money
Option (Right to Buy)
2003-10-31$13.99/sh−4,666$65,277→ 9,334 total
Exercise: $13.99From: 2003-10-18Exp: 2012-12-05→ Common Shares (4,666 underlying)

Footnotes (5)

[F1]Includes 7,900 shares of restricted stock.
[F2]This field is not applicable.
[F3]Pursuant to the A. Schulman, Inc. 1991 Stock Incentive Plan (a Rule 16b-3 Plan) (the "1991 Plan"), 25% of the options became (or will become) exercisable on August 31 of each of the years 2002, 2003, 2004 and 2005.
[F4]Pursuant to the A. Schulman, Inc. 2002 Equity Incentive Plan (a Rule 16b-3 Plan) (the "2002 Plan"), 33% of the options became (or will become) exercisable on October 18 of each of the years 2003, 2004 and 2005.
[F5]All current and previously reported stock options granted pursuant to the 1991 Plan provide for tax withholding rights.

Documents

1 file