4//SEC Filing
ENNIS GREGORY 4
Accession 0001209191-03-028796
CIK 0001028358other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 4:59 PM ET
Size
20.3 KB
Accession
0001209191-03-028796
Insider Transaction Report
Form 4
GENITOPE CORPGTOP
ENNIS GREGORY
Director
Transactions
- Conversion
Common Stock
2003-11-04+39,609→ 100,816 total(indirect: By Partnership) - Conversion
Series E Preferred Stock
2003-11-04−407,346→ 0 total(indirect: By Partnership)→ Common Stock (407,346 underlying) - Conversion
Series C Preferred Stock
2003-11-04−3,341→ 0 total→ Common Stock (3,341 underlying) - Conversion
Series D Preferred Stock
2003-11-04−2,895→ 0 total(indirect: By Partnership)→ Common Stock (2,895 underlying) - Conversion
Series C Preferred Stock
2003-11-04−6,236→ 0 total(indirect: By Partnership)→ Common Stock (6,236 underlying) - Conversion
Common Stock
2003-11-04+3,341→ 26,674 total - Purchase
Common Stock
2003-11-04$9.00/sh+1,800$16,200→ 1,800 total(indirect: By 401(k)) - Conversion
Common Stock
2003-11-04+6,236→ 6,236 total(indirect: By Partnership) - Conversion
Common Stock
2003-11-04+61,207→ 61,207 total(indirect: By Partnership) - Conversion
Common Stock
2003-11-04+407,346→ 407,346 total(indirect: By Partnership) - Conversion
Series D Preferred Stock
2003-11-04−61,207→ 0 total(indirect: By Partnership)→ Common Stock (61,207 underlying) - Conversion
Series E Preferred Stock
2003-11-04−39,609→ 0 total(indirect: By Partnership)→ Common Stock (39,609 underlying) - Conversion
Common Stock
2003-11-04+2,895→ 2,895 total(indirect: By Partnership)
Footnotes (9)
- [F1]Not applicable.
- [F2]Shares are held directly by the Peninsula Equity 401(k) Plan & Trust FBO Gregory Ennis.
- [F3]Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F4]Shares are held directly by TB&G Enterprises. Reporting Person is a partner of TB&G Enterprises.
- [F5]Shares are held directly by Peninsula Equity Partners, L.P. Reporting Person is a managing member of the general partner of Peninsula Equity Partners, L.P.
- [F6]Shares are held directly by Peninsula Equity Partners SBIC, L.P. Reporting Person is a managing member of the general partner of Peninsula Equity Partners SBIC, L.P.
- [F7]Shares are held directly by Peninsula Sodalis Fund, L.P. Reporting Person is a managing member of the general partner of Peninsula Sodalis Fund, L.P.
- [F8]Convertible on a 1-for-1 basis into shares of Common Stock upon the closing of Issuer's initial public offering.
- [F9]Shares are held directly by Peninsula Sodalis Fund, L.P. Reporting Person is a managing member of the general partner of Peninsula Sodalis Fund, L.P.
Documents
Issuer
GENITOPE CORP
CIK 0001028358
Entity typeother
Related Parties
1- filerCIK 0001267264
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 4:59 PM ET
- Size
- 20.3 KB