4//SEC Filing
FINNEY STANFORD C JR 4
Accession 0001209191-03-028799
CIK 0001028358other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 5:03 PM ET
Size
26.9 KB
Accession
0001209191-03-028799
Insider Transaction Report
Form 4
GENITOPE CORPGTOP
FINNEY STANFORD C JR
Director
Transactions
- Conversion
Common Stock
2003-11-04+56,056→ 56,056 total(indirect: By Partnership) - Conversion
Common Stock
2003-11-04+22,724→ 22,724 total(indirect: By Partnership) - Conversion
Common Stock
2003-11-04+89,892→ 89,892 total(indirect: By Partnership) - Conversion
Common Stock
2003-11-04+312,868→ 328,252 total - Conversion
Series D Preferred Stock
2003-11-04−15,384→ 0 total→ Common Stock (15,384 underlying) - Conversion
Series E Preferred Stock
2003-11-04−312,868→ 0 total→ Common Stock (312,868 underlying) - Conversion
Series E Preferred Stock
2003-11-04−101,506→ 0 total(indirect: By Partnership)→ Common Stock (101,506 underlying) - Conversion
Series E Preferred Stock
2003-11-04−131,120→ 0 total(indirect: By Partnership)→ Common Stock (313,120 underlying) - Conversion
Common Stock
2003-11-04+101,506→ 101,506 total(indirect: By Partnership) - Conversion
Common Stock
2003-11-04+313,120→ 313,120 total(indirect: By Partnership) - Conversion
Common Stock
2003-11-04+301,758→ 301,758 total(indirect: By Corporation) - Conversion
Series E Preferred Stock
2003-11-04−313,120→ 0 total(indirect: By Corporation)→ Common Stock (313,120 underlying) - Conversion
Series E Preferred Stock
2003-11-04−56,056→ 0 total(indirect: By Partnership)→ Common Stock (56,056 underlying) - Conversion
Common Stock
2003-11-04+15,384→ 15,384 total - Conversion
Series E Preferred Stock
2003-11-04−301,758→ 0 total(indirect: By Corporation)→ Common Stock (301,758 underlying) - Conversion
Series E Preferred Stock
2003-11-04−89,892→ 0 total(indirect: By Partnership)→ Common Stock (89,892 underlying) - Conversion
Series E Preferred Stock
2003-11-04−22,724→ 0 total(indirect: By Partnership)→ Common Stock (22,724 underlying)
Footnotes (10)
- [F1]Not applicable.
- [F10]Convertible on a 1-for-1 basis into shares of Common Stock upon the closing of Issuer's initial public offering.
- [F2]Shares are held directly by Rainbow Futures Partners, Ltd. Reporting Person is a controlling shareholder of the general partner of Rainbow Futures Partners, Ltd.
- [F3]Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F4]Shares are held directly by Rainbow Investors. Reporting Person is the managing partner of Rainbow Investors.
- [F5]Shares are held directly by Rainbow Trading Corporation. Reporting Person is a controlling shareholder of Rainbow Trading Corporation.
- [F6]Shares are held directly by Rainbow Trading Systems, Inc. Reporting Person is a controlling shareholder of Rainbow Trading Systems, Inc.
- [F7]Shares are held directly by Rainbow Trading Venture Partners, Ltd. Reporting Person is a controlling shareholder of the general partner of Rainbow Trading Venture Partners, Ltd.
- [F8]Shares are held directly by Shinnecock Investment Partners. Reporting Person is the managing partner of Shinnecock Investment Partners.
- [F9]Shares are held directly by Pinehurst Investment Partners. Reporting Person is the managing partner of Pinehurst Investment Partners.
Documents
Issuer
GENITOPE CORP
CIK 0001028358
Entity typeother
Related Parties
1- filerCIK 0001267266
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 5:03 PM ET
- Size
- 26.9 KB