4//SEC Filing
LEMKE GARY D 4
Accession 0001209191-03-030598
CIK 0000926763other
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 6:30 PM ET
Size
39.5 KB
Accession
0001209191-03-030598
Insider Transaction Report
Form 4
ASV INC /MN/asvi
LEMKE GARY D
DirectorChairman, CEO
Transactions
- Exercise/Conversion
Common Stock
2003-11-12$12.22/sh+75,000$916,650→ 268,831 total - Sale
Common Stock
2003-11-12$25.05/sh−10,000$250,500→ 258,831 total - Sale
Common Stock
2003-11-13$24.80/sh−1,000$24,800→ 193,831 total - Exercise/Conversion
Non-Qualified Stock Option
2003-11-12−75,000→ 354,300 totalExercise: $12.22From: 1997-12-21Exp: 2003-12-21→ CommonStock (429,300 underlying) - Exercise/Conversion
Non-Qualified Stock Option
2003-11-13−91,000→ 263,300 totalExercise: $12.22From: 1997-12-21Exp: 2003-12-21→ Common Stock (429,300 underlying) - Exercise/Conversion
Non-Qualified Stock Option
2003-11-14−40,000→ 223,300 totalExercise: $12.22From: 1997-12-21Exp: 2003-12-21→ CommonStock (429,300 underlying) - Sale
Common Stock
2003-11-13$24.85/sh−20,000$497,000→ 202,331 total - Exercise/Conversion
Common Stock
2003-11-14$12.22/sh+40,000$488,880→ 233,831 total - Sale
Common Stock
2003-11-14$25.05/sh−2,500$62,625→ 231,331 total - Sale
Common Stock
2003-11-14$25.00/sh−12,500$312,500→ 218,831 total - Sale
Common Stock
2003-11-14$24.95/sh−10,000$249,500→ 208,831 total - Sale
Common Stock
2003-11-12$24.82/sh−5,000$124,100→ 216,331 total - Exercise/Conversion
Common Stock
2003-11-13$12.22/sh+91,000$1,112,202→ 284,831 total - Sale
Common Stock
2003-11-13$24.90/sh−2,500$62,250→ 237,331 total - Sale
Common Stock
2003-11-12$25.00/sh−22,500$562,500→ 236,331 total - Sale
Common Stock
2003-11-12$24.92/sh−2,500$62,300→ 223,831 total - Sale
Common Stock
2003-11-13$25.24/sh−5,000$126,200→ 279,831 total - Sale
Common Stock
2003-11-13$25.22/sh−10,000$252,200→ 269,831 total - Sale
Common Stock
2003-11-14$24.92/sh−5,000$124,600→ 203,831 total - Sale
Common Stock
2003-11-14$24.82/sh−7,000$173,740→ 196,831 total - Sale
Common Stock
2003-11-14$24.80/sh−3,000$74,400→ 193,831 total
Holdings
- 7,950
Incentive Stock Option
Exercise: $18.33From: 1998-12-12Exp: 2004-12-12→ Common Stock (7,950 underlying) - 142,050
Non-Qualified Stock Option
Exercise: $18.33From: 1998-12-12Exp: 2004-12-12→ Common Stock (142,050 underlying) - 10,000
Non-Qualified Stock Option
Exercise: $10.91From: 2003-02-26Exp: 2009-02-26→ Common Stock (10,000 underlying) - 180,000
Non-Qualified Stock Option
Exercise: $8.83From: 2004-01-31Exp: 2010-01-31→ Common Stock (180,000 underlying) - 15,000
Incentive Stock Option
Exercise: $15.44From: 2001-02-01Exp: 2007-02-01→ Common Stock (15,000 underlying)
Footnotes (2)
- [F1]Exercisable in 25% annual installments beginning one year from the date of issuance.
- [F2]Not releveant to this transaction.
Documents
Issuer
ASV INC /MN/
CIK 0000926763
Entity typeother
Related Parties
1- filerCIK 0001008717
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 6:30 PM ET
- Size
- 39.5 KB