LEMKE GARY D 4

4 · ASV INC /MN/ · Filed Nov 20, 2003

Form 4

Period: 2003-11-19

DirectorChairman, CEO

Transactions

Sale
Common Stock
2003-11-19$25.30/sh−2,000$50,600→ 297,107 total
Sale
Common Stock
2003-11-19$25.36/sh−3,500$88,760→ 303,107 total
Sale
Common Stock
2003-11-19$25.60/sh−5,000$128,000→ 332,107 total
Sale
Common Stock
2003-11-19$25.50/sh−4,000$102,000→ 328,107 total
Sale
Common Stock
2003-11-19$25.45/sh−3,000$76,350→ 325,107 total
Exercise/Conversion
Non-Qualified Stock Option
2003-11-19−44,000→ 0 total
Exercise: $12.22From: 1997-12-21Exp: 2003-12-21→ Common Stock (429,300 underlying)
Sale
Common Stock
2003-11-19$25.40/sh−15,500$393,700→ 306,607 total
Exercise/Conversion
Common Stock
2003-11-19$12.22/sh+44,000$537,768→ 337,107 total

Holdings

Non-Qualified Stock Option
Exercise: $8.83From: 2004-01-31Exp: 2010-01-31→ Common Stock (180,000 underlying)
180,000
Common Stock
(indirect: By Spouse)
61,363
Incentive Stock Option
Exercise: $18.33From: 1998-12-12Exp: 2004-12-12→ Common Stock (7,950 underlying)
7,950
Non-Qualified Stock Option
Exercise: $10.91From: 2003-02-26Exp: 2009-02-26→ Common Stock (10,000 underlying)
10,000
Common Stock
(indirect: By 401(k))
11,000
Non-Qualified Stock Option
Exercise: $18.33From: 1998-12-12Exp: 2004-12-12→ Common Stock (142,050 underlying)
142,050
Incentive Stock Option
Exercise: $15.44From: 2001-02-01Exp: 2007-02-01→ Common Stock (15,000 underlying)
15,000

Footnotes (2)

[F1]Exercisable in 25% annual installments beginning one year after the date of issuance.
[F2]Not relevant to this transaction.

Documents

1 file