4//SEC Filing
LEMKE GARY D 4
Accession 0001209191-03-031358
CIK 0000926763other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 12:59 PM ET
Size
19.5 KB
Accession
0001209191-03-031358
Insider Transaction Report
Form 4
ASV INC /MN/asvi
LEMKE GARY D
DirectorChairman, CEO
Transactions
- Sale
Common Stock
2003-11-19$25.30/sh−2,000$50,600→ 297,107 total - Sale
Common Stock
2003-11-19$25.36/sh−3,500$88,760→ 303,107 total - Sale
Common Stock
2003-11-19$25.60/sh−5,000$128,000→ 332,107 total - Sale
Common Stock
2003-11-19$25.50/sh−4,000$102,000→ 328,107 total - Sale
Common Stock
2003-11-19$25.45/sh−3,000$76,350→ 325,107 total - Exercise/Conversion
Non-Qualified Stock Option
2003-11-19−44,000→ 0 totalExercise: $12.22From: 1997-12-21Exp: 2003-12-21→ Common Stock (429,300 underlying) - Sale
Common Stock
2003-11-19$25.40/sh−15,500$393,700→ 306,607 total - Exercise/Conversion
Common Stock
2003-11-19$12.22/sh+44,000$537,768→ 337,107 total
Holdings
- 180,000
Non-Qualified Stock Option
Exercise: $8.83From: 2004-01-31Exp: 2010-01-31→ Common Stock (180,000 underlying) - 61,363(indirect: By Spouse)
Common Stock
- 7,950
Incentive Stock Option
Exercise: $18.33From: 1998-12-12Exp: 2004-12-12→ Common Stock (7,950 underlying) - 10,000
Non-Qualified Stock Option
Exercise: $10.91From: 2003-02-26Exp: 2009-02-26→ Common Stock (10,000 underlying) - 11,000(indirect: By 401(k))
Common Stock
- 142,050
Non-Qualified Stock Option
Exercise: $18.33From: 1998-12-12Exp: 2004-12-12→ Common Stock (142,050 underlying) - 15,000
Incentive Stock Option
Exercise: $15.44From: 2001-02-01Exp: 2007-02-01→ Common Stock (15,000 underlying)
Footnotes (2)
- [F1]Exercisable in 25% annual installments beginning one year after the date of issuance.
- [F2]Not relevant to this transaction.
Documents
Issuer
ASV INC /MN/
CIK 0000926763
Entity typeother
Related Parties
1- filerCIK 0001008717
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 12:59 PM ET
- Size
- 19.5 KB