3//SEC Filing
EXEL INVESTMENTS LTD 3
Accession 0001209191-03-032048
CIK 0001181232other
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 9:57 PM ET
Size
23.9 KB
Accession
0001209191-03-032048
Insider Transaction Report
Form 3
SIRVA INCSIR
Holdings
- 7,332,178
Common Stock, par value $0.01 per share
- 7,332,178(indirect: See Footnote 2)
Common Stock, par value $0.01 per share
Common Stock Purchase Warrant No .1
Exercise: $12.62From: 1999-11-19Exp: 2004-11-19→ Common Stock, $0.01 par value per share (2,773,116 underlying)- (indirect: See Footnote 2)
Common Stock Purchase Warrant No. 1
Exercise: $12.62From: 1999-11-19Exp: 2004-11-19→ Common Stock, $0.01 par value per share (2,773,116 underlying) - 24,500(indirect: See Footnote 2)
Junior Exchangeable Preferred Stock
- 24,500
Junior Exchangeable Preferred Stock
EXEL PLC
10% Owner
Holdings
- 24,500(indirect: See Footnote 2)
Junior Exchangeable Preferred Stock
Common Stock Purchase Warrant No .1
Exercise: $12.62From: 1999-11-19Exp: 2004-11-19→ Common Stock, $0.01 par value per share (2,773,116 underlying)- 7,332,178(indirect: See Footnote 2)
Common Stock, par value $0.01 per share
- 24,500
Junior Exchangeable Preferred Stock
- 7,332,178
Common Stock, par value $0.01 per share
- (indirect: See Footnote 2)
Common Stock Purchase Warrant No. 1
Exercise: $12.62From: 1999-11-19Exp: 2004-11-19→ Common Stock, $0.01 par value per share (2,773,116 underlying)
EXEL INVESTMENTS LTD
10% Owner
Holdings
- 7,332,178(indirect: See Footnote 2)
Common Stock, par value $0.01 per share
- 7,332,178
Common Stock, par value $0.01 per share
- (indirect: See Footnote 2)
Common Stock Purchase Warrant No. 1
Exercise: $12.62From: 1999-11-19Exp: 2004-11-19→ Common Stock, $0.01 par value per share (2,773,116 underlying) - 24,500
Junior Exchangeable Preferred Stock
Common Stock Purchase Warrant No .1
Exercise: $12.62From: 1999-11-19Exp: 2004-11-19→ Common Stock, $0.01 par value per share (2,773,116 underlying)- 24,500(indirect: See Footnote 2)
Junior Exchangeable Preferred Stock
EXEL INTERNATIONAL HOLDINGS LTD
10% Owner
Holdings
- 7,332,178
Common Stock, par value $0.01 per share
- 24,500(indirect: See Footnote 2)
Junior Exchangeable Preferred Stock
- (indirect: See Footnote 2)
Common Stock Purchase Warrant No. 1
Exercise: $12.62From: 1999-11-19Exp: 2004-11-19→ Common Stock, $0.01 par value per share (2,773,116 underlying) - 7,332,178(indirect: See Footnote 2)
Common Stock, par value $0.01 per share
- 24,500
Junior Exchangeable Preferred Stock
Common Stock Purchase Warrant No .1
Exercise: $12.62From: 1999-11-19Exp: 2004-11-19→ Common Stock, $0.01 par value per share (2,773,116 underlying)
REALCAUSE LTD
10% Owner
Holdings
- 24,500
Junior Exchangeable Preferred Stock
Common Stock Purchase Warrant No .1
Exercise: $12.62From: 1999-11-19Exp: 2004-11-19→ Common Stock, $0.01 par value per share (2,773,116 underlying)- 24,500(indirect: See Footnote 2)
Junior Exchangeable Preferred Stock
- (indirect: See Footnote 2)
Common Stock Purchase Warrant No. 1
Exercise: $12.62From: 1999-11-19Exp: 2004-11-19→ Common Stock, $0.01 par value per share (2,773,116 underlying) - 7,332,178
Common Stock, par value $0.01 per share
- 7,332,178(indirect: See Footnote 2)
Common Stock, par value $0.01 per share
Holdings
- 7,332,178
Common Stock, par value $0.01 per share
- 24,500
Junior Exchangeable Preferred Stock
- 7,332,178(indirect: See Footnote 2)
Common Stock, par value $0.01 per share
- 24,500(indirect: See Footnote 2)
Junior Exchangeable Preferred Stock
- (indirect: See Footnote 2)
Common Stock Purchase Warrant No. 1
Exercise: $12.62From: 1999-11-19Exp: 2004-11-19→ Common Stock, $0.01 par value per share (2,773,116 underlying) Common Stock Purchase Warrant No .1
Exercise: $12.62From: 1999-11-19Exp: 2004-11-19→ Common Stock, $0.01 par value per share (2,773,116 underlying)
Footnotes (7)
- [F1]Exel International Holdings (Netherlands 2) B.V. ("Holdings"), a group member, is a direct wholly-owned subsidiary of Exel International Holdings (Netherlands 1) B.V. ("Holdings1"), an indirect wholly-owned subsidiary of Realcause Ltd. ("Realcause"), an indirect wholly-owned subsidiary of Exel International Holdings Ltd. ("International"), an indirect wholly-owned subsidiary of Exel Investments Ltd. ("Investments") and an indirect wholly-owned subsidiary of Exel plc. ("Exel"). Holdings owns directly 7,332,178 shares of Common Stock ("Common Stock"), par value $0.01 per share, of Sirva, Inc. (the "Company"), 24,500 shares of Junior Exchangeable Preferred Stock of the Company, and a Common Stock Purchase Warrant No. 1 (the "Warrant") to purchase 2,773,116 shares of Common Stock of the Company.
- [F2]Holdings1, a group member and direct wholly-owned subsidiary of Realcause, does not own directly, any shares of Common Stock of the Company, Junior Exchangeable Preferred Stock of the Company or Warrant of the Company. Holdings1 has an indirect beneficial ownership interest in 7,332,178 shares of Common Stock of the Company, 24,500 shares of Junior Exchangeable Preferred Stock of the Company and in a Warrant to purchase 2,773,116 shares of Common Stock of the Company, owned by Holdings1's direct wholly-owned subsidiary Holdings. This report shall not be an admission that the reporting perosn is the beneficail owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]Realcause, a group member and direct wholly-owned subsidiary of International, does not own directly, any shares of Common Stock of the Company, Junior Exchangeable Preferred Stock of the Company or Warrant of the Company. Realcause has an indirect beneficial ownership interest in 7,332,178 shares of Common Stock of the Company, 24,500 shares of Junior Exchangeable Preferred Stock of the Company and in a Warrant to purchase 2,773,116 shares of Common Stock of the Company, owned by Realcause's indirect wholly-owned subsidiary Holdings. This report shall not be an admission that the reporting perosn is the beneficail owner of such securities for purposes of Section 16 or for any other purpose.
- [F4]International, a group member and direct wholly-owned subsidiary of Investments, does not own directly, any shares of Common Stock of the Company, Junior Exchangeable Preferred Stock of the Company or Warrant of the Company. International has an indirect beneficial ownership interest in 7,332,178 shares of Common Stock of the Company, 24,500 shares of Junior Exchangeable Preferred Stock of the Company and in a Warrant to purchase 2,773,116 shares of Common Stock of the Company, owned by International's indirect wholly-owned subsidiary Holdings. This report shall not be an admission that the reporting perosn is the beneficail owner of such securities for purposes of Section 16 or for any other purpose.
- [F5]Investments, a group member and direct wholly-owned subsidiary of Exel, does not own directly, any shares of Common Stock of the Company, Junior Exchangeable Preferred Stock of the Company or Warrant of the Company. Investments has an indirect beneficial ownership interest in 7,332,178 shares of Common Stock of the Company, 24,500 shares of Junior Exchangeable Preferred Stock of the Company and in a Warrant to purchase 2,773,116 shares of Common Stock of the Company, owned by Investments's indirect wholly-owned subsidiary Holdings. This report shall not be an admission that the reporting perosn is the beneficail owner of such securities for purposes of Section 16 or for any other purpose.
- [F6]Exel, a group member, does not own directly, any shares of Common Stock of the Company, Junior Exchangeable Preferred Stock of the Company or Warrant of the Company. Exel has an indirect beneficial ownership interest in 7,332,178 shares of Common Stock of the Company, 24,500 shares of Junior Exchangeable Preferred Stock of the Company and in a Warrant to purchase 2,773,116 shares of Common Stock of the Company, owned by Exel's indirect wholly-owned subsidiary Holdings. This report shall not be an admission that the reporting perosn is the beneficail owner of such securities for purposes of Section 16 or for any other purpose.
- [F7]The Warrant originally entitled Holdings or its permitted assigns to purchase 87,480 shares of Common Stock of the Company at an exercise price of $400 per share. Pursuant to certain provisions contained in the Warrant, the number of shares of Common Stock of the Company issuable upon exercise of the Warrant and the exercise price have been adjusted to reflect a 10 for 1 split of the Company's Common Stock effected on July 31, 2002 and a 3.17 for 1 stock split of the Company's Common Stock, which was effected on November 24, 2003.
Documents
Issuer
SIRVA INC
CIK 0001181232
Entity typeother
IncorporatedUnited Kingdom
Related Parties
1- filerCIK 0001271205
Filing Metadata
- Form type
- 3
- Filed
- Nov 23, 7:00 PM ET
- Accepted
- Nov 24, 9:57 PM ET
- Size
- 23.9 KB